Search Results | Showing 131 - 140 of 3263 results for "governance" |
| | | ... schemes the month prior, but ASIC intervened because it held concerns about, amongst other things, ISG's financial, governance and compliance positions. ASIC said from 2019, the schemes had received around $145 million from retail and wholesale investors ... |
| | | | ... announcing his intent to retire, a role Peters is expected to also assume in the near future to oversee its financial governance and ASX reporting duties. Commenting, WTL managing director Keith Cullen said Peters' appointment fulfilled all criteria ... |
| | | | ... meaningful track record, was not intended to be a complete investment program and had conflicts of interest tainting its governance," ASIC said. Lofthouse was authorised by MWL from 10 August 2022 to 25 November 2022. After leaving MWL, Lofthouse was ... |
| | | | ... superannuation system consultation covers four key issues: making switching superannuation safer, strengthening trustee governance, limiting or better protecting advice-fee deductions from super and requiring platforms to compensate members for some ... |
| | | | ... responsibility for investment outcomes, particularly as the industry responds to recent disruption and a sharper focus on governance and accountability," Shahien said. Shahien said as the advice sector faces scrutiny, now is the time for advisers to ... |
| | | | ... asset ecosystem. As the regulatory regime goes live, firms that invest early in compliant custody infrastructure and governance will be best placed to meet expectations and support the sector's long-term development." |
| | | | ... Peck brings more than 40 years' experience across superannuation, insurance and financial services, with expertise in governance, strategy, distribution and member engagement. He has served as deputy chair of REI Super and chair of the risk committee ... |
| | | | The ASX Inquiry Panel has released a damning final report into the ASX, focusing on governance, capability and risk management frameworks and practices across the group. The panel conducted more than 140 stakeholder interviews, reviewed submissions ... |
| | | | ... available to members on its platform. The step by the regulator follows a thematic review of Fiducian's investment governance, strategic planning and member outcomes practices. It identified deficiencies in its onboarding practices for new investment ... |
| | | | ... capital requirements for longevity products, APRA said it will introduce additional risk controls with respect to the governance, reporting and asset composition of the longevity product portfolio. Taking the AILP approach also "better reflects the long-term ... |
|