Search Results | Showing 131 - 140 of 396 results for "Barclays" |
| | | Banking and financial services giant Barclays Capital has agreed to refund $97 million to clients for misrepresenting services and overcharging advisory and mutual fund fees. An investigation by the US Securities and Exchange Commission found Barclays ... |
| | | | ... BennBridge's business development. Durance began his career as an analyst with Merchant Investors, and has also worked at Barclays Wealth and Schroders before joining the Bennelong team. Durance will work closely with director of business development ... |
| | | | ... in his current role since 2014. Prior to joining CBA, Jesudason held senior roles with Credit Suisse, J.P. Morgan and Barclays. "We are pleased to appoint Rob following a global search. Rob has more than 20 years' experience in financial services. He ... |
| | | | ASIC accepted enforceable undertakings from three Barclays foreign financial service providers for failing to inform Australian clients they were exempt from holding an AFSL. The enforceable undertaking was accepted following concerns that the Barclays ... |
| | | | ... and commercial counsel; while Patrick Wright will be chief technology and operations officer, a similar role he held at Barclays in the US prior to joining the bank. The appointments will "help accelerate the execution our strategy so we can deliver ... |
| | | | ... experience in relationship and account management, and has also previously worked in Sydney and London for Schroder, Barclays and BlackRock. TCorp's chief risk officer role has been filled by Kevin Masling, previously of Bank of Tokyo Mitsubishi UFJ. ... |
| | | | ... management, operations, HR, IT, and finance. Ohlsson has held senior positions in global firms including nine years at Barclays Global Investors and then three years as chief executive at Fidelity Investments, Australia and New Zealand. He has also been ... |
| | | | ... view on fixed income that bond yields are going to go up, clearly having something that is benchmarked to the [Bloomberg Barclays] global aggregate is probably going to underperform on an absolute basis. On a relative basis people still want access to ... |
| | | | ... managed by Western Asset, offers investors exposure to an actively managed global bond fund, benchmarked to the Bloomberg Barclays Global Aggregate Index. Head of investments at Western Asset Australia, Anthony Kirkham, said the firm believes global ... |
| | | | ... investigations into Goldman Sachs, which has seen the bank shell out over $5 billion in penalties in 2016 alone. In 2015 Barclays also settled a case with the CFTC in regards to fixing the ISDAFIX benchmark, as did Citigroup earlier this year. |
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