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Showing 121 - 129 of 129 results for "The Securities and Exchange Commission"

US investors receive $312m from Fair Fund

ALEX DUNNIN  |  WEDNESDAY, 8 AUG 2007
Another week, another compensation resolution for US investors. This time the Securities and Exchange Commission (SEC) is about to distribute $312 million through the Fair Fund created as part of the settlements with Qwest Communications International ...

Beware of hedge risk: Deloitte

... Investments Commission (ASIC). By contrast, the US courts are blocking attempts by the regulator, the Securities and Exchange Commission, to require registration. Michelle Baltazar Michelle Baltazar

SEC hits fraudulent insurer with $790m penalty

The Securities and Exchange Commission (SEC), the US equivalent to Australia's financial services regulator the Australian Securities and Investments Commission (ASIC), has ordered life insurer Prudential Equity Group (PEG) to pay $790 million (US$600 ...

Big tax hits drive after-tax reporting

KATE HAGE  |  FRIDAY, 18 AUG 2006
... taken a particular stance on after-tax reporting, the regulator's equivalent in the US, the Securities and Exchange Commission (SEC), regulated funds reporting in 2002. Since then the SEC has required mutual funds to disclose in their prospectuses after-tax ...

Google plans share auction in $3.74 million IPO lodged with SEC

... led by Morgan Stanley and Credit Suisse First Boston, according to documents filed with the Securities and Exchange Commission. The pricing of the shares will be determined by auction, Google said, an unusual practice apparently aimed at averting the ...

St George announces Crusade Trust No. 1 program

... to be known as Crusade Global Trust No.1 of 2004. The securities will be registered by the Securities and Exchange Commission of the U.S. and will be backed by Australian residential mortgage loans originated by St.George. Securities with an equivalent ...

St George Bank announces pricing of its Crusade Global Trust No 2

... issue under the Crusade Securitisation Programme. The securities will be registered by the Securities and Exchange Commission of the US and will be backed by Australian residential mortgage loans originated by St George Bank. Mortgage-backed securities ...

Saint George Bank embarks on Crusade Global Trust 2 of 2003

... known as Crusade Global Trust number two of 2003 and the securities will be registered by the Securities and Exchange Commission of the US and will be backed by Australian residential mortgage loans originated by Saint George Bank. Securities with an ...

BHP to issue $1.25 billion global bond

... corporate purposes." The bonds will be raised in US dollars and have been registered with the Securities and Exchange Commission. The issuer of the notes will be BHP Billiton Limited. BHP Billiton Plc and BHP Billiton Limited are both rated by Standard ...