Search Results | Showing 121 - 130 of 959 results for "Commissioner" |
| | | ... operational risks associated with inadequate preparation," ASIC, APRA and the RBA said in a joint statement. ASIC commissioner Cathie Armour added: "Firms should, as soon as practicable, stop the sale and issuance of LIBOR-referenced contracts that expire ... |
| | | | ... said, noting that there is high risk that possessing such information could breach insider trading prohibitions. ASIC commissioner Cathie Armour said investors expect to transact in a fair and informed market. "When activist short sellers provide accurate ... |
| | | | ... corporations disregard the law and their client obligations, ASIC will take action and the consequences can be severe," ASIC commissioner Cathie Armour said. ASIC first initiated civil proceedings in the Federal Court against Forex CT and Yoshai in July ... |
| | | | ... taxpayers as they lodge their 2021 tax return to report their cryptocurrency capital gains or losses," ATO assistant commissioner Tim Loh said. Crypto investors must report a disposal of the currency for capital gains tax if one currency is exchanged ... |
| | | | ... managing a corporation for five years. His six years' imprisonment comes with a four-year non-parole period. ASIC commissioner Danielle Press commented: "Financial advisers should always allow clients to have direct access to information about their ... |
| | | | ... should be published widely. Speaking at the Conference of Major Superannuation Funds in Adelaide on May 20, ASIC commissioner Danielle Press called attention to drawbacks in whistleblower policy requirements that came into effect earlier this year. "Close ... |
| | | | ... must be responded to in 45 days. Speaking at the Conference of Major Superannuation Funds (CMSF) on May 19, ASIC commissioner Danielle Press shared the results of ASIC's survey of trustees' readiness for the changes which come into effect in ... |
| | | | ... employs about 1.38 million people, while more than half of all charities (51%) operate without any paid staff. ACNC commissioner Gary Johns said the data indicates that up until the end of 2019, prior to COVID and in the lead up to the summer bushfires ... |
| | | | ... considered as the next ASIC chair. She will remain co-deputy chair, working alongside Court. Court has been an ACCC commissioner since May 2008, reappointed for her third term in 2018. ACCC chair Rod Sims commented on Court's appointment at ASIC ... |
| | | | ... concerns it will be impossible for small financial advice firms to comply with. The AFA outlined its concerns about Commissioner Kenneth Hayne's recommendation that in order to help protect consumers, AFSL holders must follow breach-reporting regulations ... |
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