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Showing 1301 - 1310 of 3600 results for "Limited"

ASIC slams SMSF advice, flags further education reform

JAMIE WILLIAMSON  |  FRIDAY, 29 JUN 2018
... related obligations. Of the 102 licensees, 97 were found to have provided non-compliant advice. ASIC identified several limited AFSL holders and providers operating under a limited authorisation that had also provided deficient advice. As a result ASIC ...

CIPR framework timely but questions remain

KARREN VERGARA  |  THURSDAY, 28 JUN 2018
... throughout retirement, Rice Warner said. Rice Warner also pointed out the short implementation deadline will likely result in limited product innovation and limited opportunity for additional competition from new entrants.

Cryptocurrencies on radar but not priority: RBA

KANIKA SOOD  |  WEDNESDAY, 27 JUN 2018
... bank's mandate (for example, to promote competition), monetary policy or financial stability mandate. "There are only very limited links from cryptocurrencies to the traditional financial sector. Indeed, many financial institutions have actively ...

Shaw and Partners shelves managed accounts partnership

KANIKA SOOD  |  MONDAY, 25 JUN 2018
... was a joint lead manager for MGP's $34 million capital raising in October 2017 to acquire Linear Financial Holdings Limited. When Managed Accounts Holdings announced its merger plans in September 2017, it also flagged the delivery of a managed accounts ...

Former UBS Wealth boss joins LIC board

KANIKA SOOD  |  FRIDAY, 22 JUN 2018
The $5.5 billion Argo Investments Limited has appointed a former UBS Wealth Management Australia chief executive to its board. Elizabeth Lewin will be a non-executive director on the listed investment company's board (ASX:ARG), starting 1 July 2018. ...

ASIC admits AMP inaction

JAMIE WILLIAMSON  |  FRIDAY, 22 JUN 2018
... the Royal Commission was known to us. We have an ongoing investigation that includes those matters and there is a very limited amount I can say more, other than we were not surprised at all by the confronting matters." Committee deputy chair Matt Thistlethwaite ...

Multi-disciplinary industry trend continues: CBA

JAMIE WILLIAMSON  |  WEDNESDAY, 20 JUN 2018
... licensing restrictions on 1 July 2016 meant accountants could no longer provide SMSF-related services without applying for a limited AFSL or becoming an authorised representative of an existing AFSL. Interestingly, CBA's 2017 survey showed 42% of ...

Super industry critiques PC draft report

KARREN VERGARA AND STEPHEN FAY  |  WEDNESDAY, 20 JUN 2018
... retirees," Cooper said. Not only do super funds need to respond to this, but also financial advisers. Cooper said advisers have limited training when it comes to the needs of retirees and should broaden their services outside of tax and investment strategies ...

Adviser performance data vital to remuneration

JAMIE WILLIAMSON  |  TUESDAY, 19 JUN 2018
... of context and just see large, unattainable numbers. "If you share revenue only, the numbers can look large and provide limited context as to what costs and liabilities the business may have...They [team members] are either not motivated by them or they ...

Government opens consultation for amended CCIV regime

ALEX BURKE  |  THURSDAY, 14 JUN 2018
... on the UK's Open-Ended Investment Companies regime. Under the framework, a company can register as a CCIV if it is limited by shares and operated by a single corporate director; holds an Australian financial services licence; does not have any officers ...