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Showing 111 - 120 of 1290 results for "Request"

Property fund management firm loses AFSL

MATTHEW WAI  |  TUESDAY, 15 OCT 2024
ASIC has stripped the Australian financial services licence (AFSL) of Aretean Ltd Pty, trading as Aretean Capital, following the fund manager's failure to comply with its obligations. Aretean Capital boasts assets under management of over $250 million ...

HUB24 share price, FUA skyrocket

KARREN VERGARA  |  TUESDAY, 15 OCT 2024
... advice fee consent dashboard. This provides advisers with greater flexibility and visibility to manage, track, renew, and request advice fee arrangements, HUB24 said. "With a strong pipeline across all customer segments, we remain confident in meeting ...

ASIC crackdown: Action taken against 13 SMSF auditors

ELIZA BAVIN  |  WEDNESDAY, 2 OCT 2024
... confirmed, except one which was changed into a suspension after the original disqualification decision was varied upon their request for reconsideration. The regulator also imposed additional conditions on four SMSF auditors and cancelled the registration ...

GQG breaches SEC whistleblower protection laws

KARREN VERGARA  |  FRIDAY, 27 SEP 2024
GQG Partners was hit with a US$500,000 fine by the US Securities and Exchange Commission (SEC) for violating whistleblower protection laws via the use of non-disclosure agreements (NDAs). The watchdog found NDAs the fund manager entered with 12 potential ...

E&P Financial Group seeks to delist

KARREN VERGARA  |  TUESDAY, 24 SEP 2024
... challenging for new investors to join the register and existing shareholders to realise value for their shares. A formal request to delist has been submitted to the ASX. However, the board needs shareholder approval at an Extraordinary General Meeting ...

ASIC, RBA handed new financial market infrastructure powers

ANDREW MCKEAN  |  FRIDAY, 20 SEP 2024
... this multi-year program of change," Constant said. Separately, the corporate regulator is conducting a global search and request for tender process for its investment scam website takedown service - its current contract expires in 2025. The request for ...

ASIC sees case against Rest thrown out

ANDREW MCKEAN  |  THURSDAY, 19 SEP 2024
ASIC's case against Rest, in which it alleged the super fund misled members about their ability to transfer superannuation out of the fund, has been thrown out by the Federal Court. The case focused on Rest's past practices around rollover requests ...

Hanson backs Dixon Advisory inquiry

KARREN VERGARA  |  WEDNESDAY, 18 SEP 2024
... Complaints Authority (AFCA), affecting nearly 2800 victims. Evans and Partners did not respond to Financial Standard's request to comment on the inquiry.

Genetic test results to no longer hinder life cover

JAMIE WILLIAMSON  |  WEDNESDAY, 11 SEP 2024
... testing if they thought it might adversely impact the cost of their insurance. Under the moratorium, insurers could only request or use the results of a genetic test if the total amount of cover for an individual - including that being applied for and ...

VanEck to launch defence ETF

ANDREW MCKEAN  |  MONDAY, 9 SEP 2024
VanEck will list a global defence exchange-traded fund (ETF) this Thursday on the ASX. The VanEck Global Defence ETF (ASX: DFND) will offer exposure to a portfolio of companies across sectors such as aerospace and defence, and electronics equipment ...