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Showing 1211 - 1220 of 6175 results for "Statement"

FPA announces 2020 award winners

KANIKA SOOD  |  THURSDAY, 26 NOV 2020
... and staff should be congratulated for the valued work they undertake for their new and loyal clients," FPA said in a statement. Nat Daley of Hard Line Wealth won the FPA Financial Planner AFP of the Year Award for 2020. In a new category, the FPA Advice ...

Industry fund shifts service functions to Link

KARREN VERGARA  |  WEDNESDAY, 25 NOV 2020
... state-of-the-art office amenities and extended flexible working arrangements, including working from home," Link said in a statement. Additionally, transferred staff will see their existing Hostplus enterprise agreement conditions and entitlements, such ...

ASIC investigates ASX

ELIZABETH MCARTHUR  |  MONDAY, 23 NOV 2020
... ASX that it is conducting an investigation into the ASX Trade outage on Monday, 16 November 2020," the ASX said in a statement. "ASX acknowledges that this is appropriate given ASIC's regulatory oversight. ASX takes its obligations very seriously and ...

Regulator continues crackdown on product adverts

ELIZA BAVIN  |  MONDAY, 23 NOV 2020
... of 13 funds. Following this, Skyring removes from its website an image comparing the funds return to term deposits, a statement that the fund is capital table and investor testimonials. In August, ASIC said it received a misconduct report from a member ...

Praemium board bungle

ANNABELLE DICKSON  |  MONDAY, 23 NOV 2020
... commitment to meeting defined diversity objectives and regrets this administrative oversight," Praemium said in a market statement. Anthony Wamsteker has joined the board following Praemium's acquisition of Powerwrap. Was previously chief executive - ...

Responsible entity fined $2m

ELIZA BAVIN  |  FRIDAY, 20 NOV 2020
... and failed to comply with his duties as a managing director of Theta. Theta and Marie admitted the contraventions in a statement filed with the court along with joint submissions for declarations, civil penalties and the disqualification order to be ...

Praemium improves on-boarding

KARREN VERGARA  |  WEDNESDAY, 18 NOV 2020
... functionality means the double entry of client information has been removed, and the time it takes advisers to complete a Statement of Advice and application form have been reduced. Praemium chief commercial officer Mat Walker commented: "Praemium is ...

ASIC charges BitConnect Australia lead

ELIZA BAVIN  |  WEDNESDAY, 18 NOV 2020
... services carries a maximum penalty of two years imprisonment and/or a fine of $42,000. Lastly, making a false or misleading statement effecting market participation carries a maximum penalty, for each charge, of 10 years imprisonment and/or a fine of ...

Poor progress on human rights revealed

ELIZABETH MCARTHUR  |  TUESDAY, 17 NOV 2020
... the world's largest companies. Following last year's benchmark report, 95 of those companies were targeted by a joint statement from 176 investors for scoring zero on all human rights due diligence indicators. Of those 95, 79 still scored zero this year. ...

ASIC sounds the alarm on buy-now-pay-later

KANIKA SOOD  |  MONDAY, 16 NOV 2020
... popular as a payment method. While working for the majority of users, some consumers are suffering harm," ASIC said in a statement. "There are regulatory changes coming that will impact the industry, with the design and distribution obligations coming ...