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Showing 1181 - 1190 of 6175 results for "Statement"

CFM local head takes on new role

KARREN VERGARA  |  FRIDAY, 8 JAN 2021
... institutional investors as before through our locally based CFM team member and business partnerships," CFM said in a statement. "We are working with the platforms and any impacted advisers to ease the transition as we change our approach. We are also ...

WAM sees court win over Keybridge

ELIZA BAVIN  |  FRIDAY, 8 JAN 2021
... time upon which it was able to have given Keybridge notice under s630 of the Corporations Act," Keybridge said in a statement. "The implications of the late notice were that WAM Active would not have been able to lawfully acquire all of the processed ...

360's plan for Evans Dixon

KANIKA SOOD  |  THURSDAY, 7 JAN 2021
... succeeds, including restructuring EP1 into two units and replacing its directors. 360 Capital yesterday filed a bidder's statement, following its revised December 11 takeover offer. E&P is yet to make a formal recommendation to its shareholders but reiterated ...

MLC Life Insurance raises $650 million

KANIKA SOOD  |  WEDNESDAY, 6 JAN 2021
... raise premiums and promote efficiencies of its business operations based on their business plan..." Nippon said in a statement. NAB sold 80% of MLC Life to Nippon Life in 2015 for $2.4 billion, which was followed by disagreements on terms of the transition. ...

Northern Trust wins First Sentier mandate

KANIKA SOOD  |  WEDNESDAY, 6 JAN 2021
... transitioned to a new ownership. The appointment comes after a competitive tender process, Northern Trust said in a statement. "Northern Trust's ability to provide a single global middle-office service utilising a single scalable technology infrastructure ...

Challenger to buy industry-fund-owned bank

KANIKA SOOD  |  WEDNESDAY, 23 DEC 2020
... anticipate demand could be high..." "When an adviser sells a term deposit (or rolls it over), they can do so without a statement of advice (SOA), that is it can be execution only. Whereas with an annuity an SOA is needed for new sale and rollover. This ...

Super industry to branch out: Rice Warner

ELIZA BAVIN  |  WEDNESDAY, 23 DEC 2020
Over the next 15 years the Australian superannuation industry will evolve into a sophisticated and mature industry, according to Rice Warner's Superannuation Market Projections report. The new report takes a very positive view of the Australian super ...

SuperConcepts appoints interim chief executive

KANIKA SOOD  |  WEDNESDAY, 23 DEC 2020
... 15 years. He has experience across sales, marketing, customer service, risk and compliance, SuperConcepts said in a statement. He ran the SuperConcepts YourSMSF administration business for two years, the firm said. "Grant is an exceptional internal candidate ...

Charles Schwab fails consumers, cops fine

KARREN VERGARA  |  TUESDAY, 22 DEC 2020
... and not maintaining a resolution to ensure the timely return of funds in the event of an insolvency. It made a false statement to the FCA claiming that its auditors confirmed that it had adequate systems and controls in place to protect client assets ...

ASIC to review impact of ASX outage

KANIKA SOOD  |  TUESDAY, 22 DEC 2020
... with their obligations under the market integrity rules and their best-execution duty to their clients," it said in a statement. ASIC said it has two primary concerns with the outage: why new orders received on November 16 after the outage were not directed ...