Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 101 - 110 of 228 results for "operational risk"

Popularity soars for managed accounts

CHLOE WALKER  |  TUESDAY, 22 MAR 2022
... "Almost half of advisers who outsource investment management through managed accounts also said it reduced their operational risk." Gallagher said this is because managed accounts are typically used across multiple clients, instead of having to manage ...

ASX chief steps down

KARREN VERGARA  |  FRIDAY, 11 FEB 2022
... "ASX continues to invest in contemporary technology to strengthen the quality of our infrastructure and reduce operational risk. We are diligently working through a program to address the recommendations related to the November 2020 market outage. We ...

Rest strengthens investment team

JAMIE WILLIAMSON  |  WEDNESDAY, 2 FEB 2022
Rest has added a head of transformation, operational risk and governance to its investments team. David Duncan has joined the industry fund in the role, having previously been director, financial services consulting at PwC. He brings about 15 years' ...

ASIC enforces licence conditions on ASX

ANNABELLE DICKSON  |  WEDNESDAY, 24 NOV 2021
... conditions was found. However, we will continue to invest to strengthen the quality of our infrastructure and reduce operational risk." On November 16 at 10:24 am, ASX halted trading on ASX Trade after switching to new systems over the preceding weekend. ...

APRA questions trustees on financial resilience

CHLOE WALKER  |  MONDAY, 22 NOV 2021
... such as systems upgrades, corporate restructures or paying fines. APRA is seeking feedback on the use of the operational risk financial requirement (ORFR), reserving practices, and protections afforded to trustees via insurance, and how these might need ...

Milestone Group launches valuation tool

KARREN VERGARA  |  WEDNESDAY, 6 OCT 2021
... accurately value securities. Fair Value Control can be used by administration and compliance teams to help reduce operational risk, improve governance and provide insights to fund managers and fund boards. Milestone Group head of product oversight and ...

Robeco appoints new chief executive

KARREN VERGARA  |  TUESDAY, 5 OCT 2021
... appointed. Rotterdam-based van Baardwijk joined Robeco in 2006 and has held various positions ranging from head of operational risk management to chief information officer. She was appointed to the executive committee in 2015. "I am very excited to lead ...

Realside Financial Group adds to team

ANNABELLE DICKSON  |  MONDAY, 30 AUG 2021
... 13 years at Macquarie Group as a research relationship manager, business manager, product manager and business operational risk manager. In her new role, Christie will be client-facing and manage stakeholder relations and business development. "Katrina ...

Mercer partners with platform

ELIZABETH MCARTHUR  |  WEDNESDAY, 28 JUL 2021
... immediately, asset owners will be able to access Mercer's library of public and private markets research, ratings and operational risk assessment content through eVestment platforms. Mercer said that more than 1000 pension plans, endowments, family offices ...

Be ready for negative rates: APRA to ADIs

JAMIE WILLIAMSON  |  MONDAY, 12 JUL 2021
Despite the Reserve Bank of Australia being confident it's unlikely interest rates will enter negative territory, APRA is consulting on ADI's preparedness for such an event. Saying the regulator's standpoint does not preclude the possibility of zero ...