Search Results | Showing 101 - 110 of 131 results for "Medcraft" |
| | | ... of financial services, financial advice and the monitoring and supervision of its representatives. ASIC Chairman Greg Medcraft said, "This EU is significant as it requires CFP to comprehensively examine its risk management system to ensure non compliance ... |
| | | | ... considerable regulatory experience and will replenish ASIC's leadership at the commissioner level," said ASIC chair Greg Medcraft. "I would also like to thank Michael Dwyer for his service and friendship over the last three years. His experience - especially ... |
| | | | ... advantage by deception and one of misleading an auditor concerning a capital injection of $5,200,000. ASIC Chairman Greg Medcraft said Murray's actions had compromised the investments of Sonray's clients and impacted on confidence in the market more ... |
| | | | ... the integrity of the financial requirements for AFS licensees that operate registered schemes," said ASIC Chairman Greg Medcraft. "The consequences of failing to meet licensee standards should be clear to all and will be strictly enforced." As the issue ... |
| | | | Greg Medcraft told the Alternative Investment Association (AIMA) Australian Hedge Fund Forum in Sydney that greater regulatory focus on the hedge fund industry is a post-GFC fact of life, but that it is part of a new dialogue. The new ASIC chairman ... |
| | | | ... Surveillance Program and enabled us to identify which organisations to monitor and what industry risks to prioritise," said Greg Medcraft, chairman, ASIC. ASIC said that disclosure alone will not always satisfy a licensee's obligations to manage conflicts ... |
| | | | ... officers must ensure that any representations made by them to financiers, on behalf of companies, are accurate," said Greg Medcraft, chairman, ASIC. "To date ASIC has pursued a wide range of actions and remedies concerning Westpoint against gatekeepers ... |
| | | | ... Goldenberg pleaded guilty to 39 counts of breaching his duties as a director of Mortimer Close. ASIC Chairman, Mr Greg Medcraft, said Goldenberg put his own interests ahead of the company and investors and in doing so, had breached a fundamental responsibility ... |
| | | | ... reinforces the integrity of the financial requirements for AFS licensees that operate registered schemes,' ASIC Chairman Greg Medcraft said. 'Deferred tax assets are not readily realisable or available should a licensee fail.' ASIC imposes financial ... |
| | | | ... and draft regulatory guide containing best practice guidance for the advertising of financial products and advice. Greg Medcraft, ASIC chairman, told media this morning that the industry needed to recognise consumers don't make decisions based on disclosure. ... |
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