Search Results | Showing 91 - 100 of 397 results for "Mistake" |
| | | The US Department of Financial Services (DFS) has hit Deutsche Bank with a US$150 million penalty for the bank's relationship with disgraced financier Jeffrey Epstein. This marks the first enforcement action by a regulator against a financial institution ... |
| | | | HUB24 is developing a new tech capability, which it says will identify compliance issues before they happen. The specialist platform is currently working with five licensees to build the tool, including its subsidiary Paragem, which will use machine ... |
| | | | ... has done so much to see us through the worst of the crisis and is critical to building our future," Jones says. "Make no mistake, if the opponents of universal super win, the consequence will be the destruction of jobs, the crippling of economic growth ... |
| | | | ... a vendetta against them," he said. "ASIC's 'shoot first, ask questions later' approach has crippled the industry. One mistake, and you're out! Recent experiences show that they'll keep looking until they find something." Yazbeck's paper argued that advisers ... |
| | | | Australian financial firms are struggling to keep up with the pace of technological change, with two thirds of executives revealing that risks are emerging more rapidly than ever before. More than 70 Australian senior risk executives from the major ... |
| | | | "You don't mess with the Zohan." Or in Australia's case, don't mess with the Politburo. It's only been weeks since Australia called for an inquiry into COVID-19, offending China and sending it into retaliation mode - Beijing banned beef ... |
| | | | Market volatility is unavoidable, especially after a significant crash, but focusing on practical techniques to limit behavioural risk can help financial advisers limit the fear, anxiety and grief that they and their clients may be feeling. Behavioural ... |
| | | | ... the individual at the time they made that statement," Keating said. "As you might imagine, if someone has made a genuine mistake, then there is no penalty that applies for that." Conversely, Keating said if a trustee is aware the statement they're ... |
| | | | ... applications. In an update to its Design and Implementation document the ATO outlined that only where there has been a "genuine mistake" may members alter their ERS applications. The ATO said it is working with individuals where it has been established ... |
| | | | ... can imagine them," she said. "You won't see them for a little while because they've had a very busy 2020. But make no mistake they still work in a system that compulsorily requires them to purchase something even though they have wage gaps. "They still ... |
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