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Showing 1031 - 1040 of 3272 results for "Associate"

Former investment adviser charged with $85m fraud

ELIZA BAVIN  |  MONDAY, 20 JUL 2020
... Hu's deception caused substantial losses to a retail mutual fund, and other funds IIG advised," Sanjay Wadhwa, senior associate director of the SEC's New York Regional Office said. "The SEC remains committed to holding accountable individual ...

Merged First State Super reveals new brand

KANIKA SOOD  |  WEDNESDAY, 15 JUL 2020
The $120 billion fund has picked a new name, with the First State Super name expected to be dropped from September. Meanwhile VicSuper's brand name will be retained for the interim. Both First State Super and StatePlus brand names will be replaced ...

ERS surges $7bn in a week

ELIZA BAVIN  |  WEDNESDAY, 8 JUL 2020
Early Release of Super payments surged around $7 billion in the first week of July, according to Treasury estimates, but this may not be a reason to panic. Treasury estimates a further $7 billion was wiped from super funds as the second tranche of applications ...

Balanced options in the red, but only just

ALLY SELBY  |  TUESDAY, 7 JUL 2020
The balanced options of the majority of the country's super funds are only just in the red after suffering through an unprecedented period of market volatility. Rainmaker Information executive director of research Alex Dunnin argues they have made ...

WAM makes replacement bid for Keybridge

ELIZA BAVIN  |  TUESDAY, 7 JUL 2020
Despite ongoing legal action between the pair, WAM Active has made an official replacement bid to acquire Keybridge Capital shares at an offer price of 6.9 cents per share. The new offer is higher than the previous offer of 6.5 cents per share, made ...

Alan Dixon steps down at Evans Dixon

KANIKA SOOD  |  FRIDAY, 3 JUL 2020
After stepping down from the firm's executive roles last year, Alan Dixon this week also gave up board and associated investment committee positions for personal reasons. Dixon, who was the chief executive of the ASX-listed firm until June last year ...

LEI registrations double

ELIZA BAVIN  |  FRIDAY, 3 JUL 2020
Despite the ongoing impact of the COVID-19 pandemic, Legal Entity Identifier (LEI) registrations doubled in 2019/20, according to APIR Systems. APIR chief executive Chris Donohoe said in response to the increased demand APIR announced it was launching ...

Trust in advisers wanes

JAMIE WILLIAMSON  |  TUESDAY, 30 JUN 2020
Just 37% of retail investors believe their financial adviser always acts in their best interests, leading CFA Societies Australia to call for a strengthening of the best interest duty. A global investor survey, conducted at the back end of last year ...

Investors turn to China-focused strategies

ALLY SELBY  |  MONDAY, 29 JUN 2020
... but now appear - notwithstanding the divergence in Q1 2020 - to be more closely connected," it said. bfinance senior associate Weichen Ding said investors can no longer ignore the potential of the Chinese equity market. "It is increasingly untenable ...

Former BMO head joins big four executive line-up

ALLY SELBY  |  MONDAY, 29 JUN 2020
... personal salesforce effectiveness. Before joining BMO in 2008, Irvine worked in Toronto with McKinsey & Company as an associate principle, previously having served as the head of business development at Lycos Europe in London. He currently is also the ...