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SEC adviser exams could cost US$310m

BY ALEX DUNNIN | MONDAY, 8 SEP 2014 12:25PM

A US study has found that improved investment adviser examination requirements could cost their funds industry US$310 million.

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Read more: Bill, SEC exams, Box, US, Congress, Vanguard, AUM, Exchange Commission, Financial Planning, House, Securities, State authorities, US Investment News report

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