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Regulatory

ASIC bans Commonwealth Financial Planning employee

ASIC has banned Commonwealth Financial Planning employee Rebecca Locksley from providing financial services for 18 months, after finding she created false documents for client files.

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Read more: LocksleyASICZaicewCommonwealth Financial Planning employeeCommonwealth Financial Planning employee Rebecca LocksleyCFPLAdministrative Appeals TribunalCFPL adviser Jade ZaicewFebruary 2012May 2012MerewetherNew South WalesRegulatory