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Financial Planning

ASIC accepts EU from two advice firms

The Australian Securities and Investments Commission (ASIC) has accepted enforceable undertakings from two financial planning firms.

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Read more: ASIC,  Spring Financial Group,  Lotus Securities Limited,  Royal Capital,  Australian Securities,  Banfield,  Financial Planning,  Investments Commission,  August,  EU,  Investments Limited,  Melbourne adviser James Thomas Banfield,  September 2012,  WealthSure