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Showing 1 - 10 of 6504 results for "regulatory"

Macquarie chair provides 'cautious' outlook at AGM

ELIZA BAVIN  |  THURSDAY, 23 JUL 2026
... Macquarie Group said its financial position exceeds the Australian Prudential Regulation Authority's (APRA) Basel III regulatory requirements. Looking ahead, the board said Macquarie continues to maintain a "cautious stance" with a conservative approach ...

Aussie Olympian's brother sentenced over crypto scam

RIDDHIMA TALWANI  |  THURSDAY, 23 JUL 2026
The brother of Australian breakdancing Olympian 'Raygun' has been sentenced 12 months' imprisonment for his role in a global cryptocurrency scam. Earlier in the year, former finance director Brendan Gunn pleaded guilty to dealing with more ...

ASIC simplifies guidance to improve capital raising activity

MATTHEW WAI  |  THURSDAY, 23 JUL 2026
ASIC is simplifying the sell-side regulatory guidance in a move to spike capital raising activity, in line with its simplification effort which commenced in September 2025. The proposed revamp of Regulatory Guide 264 Sell-Side Research (RG 264) is in ...

Former chief financial officer at Rest returns in new role

VINNY VUCAGO  |  THURSDAY, 23 JUL 2026
... fund said it was reshaping its executive team to support the next phase of its long-term growth strategy. Subject to regulatory approvals, Kulwant Singh-Pangly will rejoin Rest's executive leadership team, reporting to chief executive Vickie Doyle. ...

FEATURE | Platforms | The investment supermarket

RIDDHIMA TALWANI  |  TUESDAY, 21 JUL 2026
... Superannuation, which accounts for around $397 billion of assets sitting across platforms, according to APRA, brings a strict regulatory obligation along with it to safeguard the retirement savings of Australians. That safeguard comes in the form of ...

Corporate hybrid issuance surges: Report

VINNY VUCAGO  |  TUESDAY, 21 JUL 2026
... as a significant segment of the Australian dollar credit market, with QIC saying the asset class is benefiting from regulatory reforms, growing investor demand and changing rating treatment. In a new research paper, The Return of Corporate Hybrids and ...

ASIC boasts $830m record civil penalties

KARREN VERGARA  |  MONDAY, 20 JUL 2026
ASIC has scored a whopping $830 million in civil penalty orders in the last financial year alone, a Freedom of Information (FOI) request revealed. The FOI obtained by Lambros Photios, the founder of technology services and artificial intelligence (AI) ...

FSCP bans adviser over client advice failures

VINNY VUCAGO  |  MONDAY, 20 JUL 2026
The Financial Services Credit Panel (FSCP) has cancelled the registration of financial adviser Peter Morrison-Dowd and banned him from providing personal advice to retail clients until at least September 2027 after finding multiple breaches of his legal ...

Prime Value licence suspended over reporting failures

VINNY VUCAGO  |  MONDAY, 20 JUL 2026
... managed investment schemes. While those issues have been rectified, the regulator said the reporting failures warranted regulatory action. Under the suspension, Prime Value is prohibited from issuing interests in its managed investment schemes to new ...

Brighter Super hires legal chief from crisis-hit Corporate Travel

RIDDHIMA TALWANI  |  MONDAY, 20 JUL 2026
... its financial reports or risk delisting from the ASX. Sorrenson brings nearly two decades of legal, governance and regulatory experience across financial services, including banking, regulation and superannuation. She returns to Brighter Super after ...
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