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Showing 1 - 1 of 1 results for "particular Prasad"

AAT reduces adviser ban

KERRIE SYDEE  |  MONDAY, 20 JUN 2016
... April 2015, after ASIC found he was not "adequately trained or competent to provide a financial service." In particular Prasad has failed to: maintain adequate records of his advice, provide a statement of advice (SOA) within the required timeframe ...
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