Search ResultsShowing 1 - 10 of 20 results for "Supreme Court of NSW"
Former IOOF company loses court battle in timber scheme
KANIKA SOOD  |  FRIDAY, 27 SEP 2019
... demanded that AET pay compensation of over $82 million on behalf of the investors. "Whilst final orders [from Supreme Court of NSW] are awaited, the Trustee is expected to be awarded compensation of approximately $80 million plus costs, payable by Australian ...
ASIC bans AFSL chief executives
ELIZABETH MCARTHUR  |  MONDAY, 29 APR 2019
... they were not licensed to do so. Courtenay House liquidators, Grant Thornton, said in its report to the Supreme Court of NSW in November last year that Courtenay House was operating a ponzi scheme. The liquidators found in their investigation that the ...
Investa Office Fund's Canadian bidder ups the stakes
KANIKA SOOD  |  MONDAY, 17 SEP 2018
... determined," IOF said Friday morning. By the evening, IFML's chairman had received judicial advice from Supreme Court of NSW to adjourn its unitholder meeting, which would have been held today, to an undetermined time as they considered the offer. Oxford ...
ASIC bans former Avestra directors
ALEX BURKE  |  WEDNESDAY, 17 MAY 2017
... investigation has led to the winding up of another investment manager: Courtenay House Capital Trading Group. The Supreme Court of NSW has made consent orders and appointed Grant Thornton to liquidate two Courtenay House companies. These orders follow ...
Estate agents to become RG146 certified
JAMIE WILLIAMSON  |  TUESDAY, 14 MAR 2017
... provision of a course for real estate agents in regards to property advice after an October 2015 decision by the Supreme Court of NSW against Park Trent Properties Group regarding advice provided by agents as it relates to SMSFs. Discussing the new certification ...
Unlicensed product adviser receives four year ban
KERRIE SYDEE  |  THURSDAY, 28 JUL 2016
... business. Ronald Cross, chief executive and director of Park Trent Properties Group was banned after the Supreme Court of NSW found Park Trent had unlawfully carried on an unlicensed financial services business for over five years by advising clients ...
Industry fund appoints new CSO
DARREN SNYDER  |  FRIDAY, 8 JUL 2016
... Graduate Diploma of Legal Practice and an Executive Master of Business Administration. He is admitted to the Supreme Court of NSW as a solicitor, is a graduate of the Australian Institute of Company Directors and has achieved a Certificate of Business ...
Property spruiker banned for providing unlawful advice
MARK SMITH  |  TUESDAY, 20 OCT 2015
The Supreme Court of NSW has restrained a property business for providing unlawful advice to clients who wanted to purchase investment properties through an SMSF. The judge found that Park Trent Properties Group had been unlawfully carrying on a financial ...
Former Moody's analyst guilty of insider trading
MARK SMITH  |  MONDAY, 8 DEC 2014
... announcements. The total profit made from the trades was $184,408.20. The pair each pleaded guilty in the Supreme Court of NSW to two insider trading charges which occurred between 10 and 14 November 2006. The pair admitted that Joffe had received inside ...
ASIC slaps biggest fine ever
BEN COLLINS  |  FRIDAY, 22 FEB 2013
... Kong, Vanuatu, the Bahamas, Anguilla, and the Turks and Caicos Islands. In a decision in November 2012, the Supreme Court of NSW found that together the funds were one large scheme and that Hobbs either "personally chose" or "implicitly approved" the ...
PAGE:
1
2
PREVIOUS
NEXT
Link to something yy2AoNMv