Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 21 - 30 of 34 results for "Supreme Court of NSW"

Industry fund appoints new CSO

DARREN SNYDER  |  FRIDAY, 8 JUL 2016
... Graduate Diploma of Legal Practice and an Executive Master of Business Administration. He is admitted to the Supreme Court of NSW as a solicitor, is a graduate of the Australian Institute of Company Directors and has achieved a Certificate of Business ...

Property spruiker banned for providing unlawful advice

MARK SMITH  |  TUESDAY, 20 OCT 2015
The Supreme Court of NSW has restrained a property business for providing unlawful advice to clients who wanted to purchase investment properties through an SMSF. The judge found that Park Trent Properties Group had been unlawfully carrying on a financial ...

Former Moody's analyst guilty of insider trading

MARK SMITH  |  MONDAY, 8 DEC 2014
... announcements. The total profit made from the trades was $184,408.20. The pair each pleaded guilty in the Supreme Court of NSW to two insider trading charges which occurred between 10 and 14 November 2006. The pair admitted that Joffe had received inside ...

ASIC slaps biggest fine ever

BEN COLLINS  |  FRIDAY, 22 FEB 2013
... Kong, Vanuatu, the Bahamas, Anguilla, and the Turks and Caicos Islands. In a decision in November 2012, the Supreme Court of NSW found that together the funds were one large scheme and that Hobbs either "personally chose" or "implicitly approved" the ...

Former Astarra investment manager pleads guilty

ELISE BURGESS  |  MONDAY, 7 FEB 2011
... manager Astarra Asset Management (AAM), Shawn Richard, pleaded guilty to two counts of dishonest conduct in the Supreme Court of NSW on Friday. Richard also pleaded guilty to one charge of making false statements in relation to financial products. Richard ...

Astarra director faces five years jail, $220k fine

ASIC RELEASE  |  WEDNESDAY, 8 DEC 2010
... payments. Richard was granted bail subject to a number of conditions. He was committed for sentence to the Supreme Court of NSW and is scheduled to appear for arrangement on 4 February next year. The Commonwealth Director of Public Prosecutions is prosecuting ...

Fincorp returns $21m to investors

... than 1,000 investors of its 2004 prospectus, due to misleading and omitted information in the document. The Supreme Court of NSW has made orders by consent for Fincorp to make corrective disclosure and offer a full refund to investors of the prospectus ...

Morningstar Research now suing parent

... between Morningstar Inc and its Australian and New Zealand founder and former chief executive has seen the Supreme Court of NSW allow Rich to incorporate a claim on behalf of Morningstar Research within his action against the US parent company. As such ...

Former financial adviser guilty of 18 criminal charges

... regulator took civil action against the former financial adviser in November 2002, obtaining court orders in the Supreme Court of NSW permanently banning him from providing financial products and financial advice, or dealing with clients' funds. As part ...

Superannuation 'cashback' promoters arrested trying to flee

... while trying to board a flight to Singapore placing them in breach of a court order issued earlier by the Supreme Court of NSW requiring them to surrender their passports and preventing them from leaving NSW, or Australia, or from coming within 200 metres ...