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Showing 1 - 10 of 49 results for "Simone Constant"

ASIC strengthens AI trading safeguards

RIDDHIMA TALWANI  |  THURSDAY, 24 SEP 2026
... and govern trading systems and algorithms as markets evolve and the adoption of AI increases. ASIC commissioner Simone Constant said trading on Australia's markets is now almost entirely automated, and the adoption of AI is increasing. "While these technologies ...

ASIC halts Remara's private credit products for TMD deficiencies

KARREN VERGARA  |  WEDNESDAY, 23 SEP 2026
... this product a "very strong" investment rating and a product complexity indicator of "complex." ASIC commissioner Simone Constant said the regulator is taking this action to protect retail investors from acquiring products that may not be suitable for ...

'Beyond warnings': ASIC to come down heavy on private credit

RIDDHIMA TALWANI  |  TUESDAY, 22 SEP 2026
... standards, noting participants should prepare for enforcement action if they fail to do so. ASIC commissioner Simone Constant said the regulator is now "beyond warnings" and pushed players to assess themselves against its 10 best practice principles. ...

Three super funds fined for misleading investment options

KARREN VERGARA  |  WEDNESDAY, 9 SEP 2026
... accurate and consistent investment disclosures. "Getting these basics right is fundamental," ASIC commissioner Simone Constant said. "Trustees should regularly review their disclosures to ensure they are current, accurate and consistent with how investment ...

ASIC, APRA urge finance sector to demonstrate AI threat response

VINNY VUCAGO  |  FRIDAY, 28 AUG 2026
... technology and operational risks while creating new risks from increasingly autonomous systems. ASIC commissioner Simone Constant said the urgency of the threats required firms to ensure their resilience measures had been tested before and incident occurrs. ...

ASIC draws parallels between ASX and super trustee failures

RIDDHIMA TALWANI  |  FRIDAY, 21 AUG 2026
ASIC commissioner Simone Constant has urged superannuation trustees to make good use of member data to better understand their needs as they move towards and through retirement. Speaking at an industry event, Constant said retirement is seen as an isolated ...

ASIC consults to improve flexibility around pre-IPO comms

RIDDHIMA TALWANI  |  WEDNESDAY, 5 AUG 2026
... safeguards by reinforcing the prospectus as the primary disclosure document for investment decisions. ASIC commissioner Simone Constant said: "These proposals strike the right balance between supporting capital raising in our public markets and protecting ...

ASIC pushes to bolster competitiveness

ELIZA BAVIN  |  TUESDAY, 30 JUN 2026
... Australia's financial markets remain competitive and efficient is central to that mission," ASIC commissioner Simone Constant said. "Geographic moats look like a thing of the past. The geographic barriers that once constrained the flow of capital ...

ASIC calls out platform trustees: 'Clear breach of trust'

RIDDHIMA TALWANI  |  MONDAY, 29 JUN 2026
... The most recent action was taken against the trustee for the HUB24 Super Fund, HTFS Nominees. ASIC commissioner Simone Constant said there was no excuse for the troubling lack of protections put in place by some trustees. She added trustees have not ...

FEATURE | Member engagement | On the ball

KARREN VERGARA  |  TUESDAY, 23 JUN 2026
... their practices and are committed to taking further action, but others took no action at all. ASIC commissioner Simone Constant said: "Unfortunately, despite complaint numbers and trends rising overall between 2020 and 2026, early findings indicate that ...
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