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Showing 1 - 5 of 5 results for "Sarah Pritchard"

UK advisers told to review retirement advice processes

JAMIE WILLIAMSON  |  THURSDAY, 21 MAR 2024
... the FCA's methodology. Commenting on the review's findings, FCA executive director of markets and international Sarah Pritchard said: "Financial advisers have a vital role in helping consumers to make the right decisions now to support them long into ...

UK to overhaul advice affordability, access

KARREN VERGARA  |  TUESDAY, 12 DEC 2023
... target market that aligns with the customer's answers. FCA executive director of markets and international Sarah Pritchard said: "We want to open the door for more people to get the right advice or support to manage their money at the time they need ...

FCA mulls capital requirements for firms giving bad advice

ANDREW MCKEAN  |  THURSDAY, 30 NOV 2023
... automatic asset retention rules that would block asset disposal. FCA executive director of markets and international Sarah Pritchard said the regulator wants to see a "thriving financial advice market," ensuring consumers have access to support from ...

UK regulator looks to simplify advice

JAMIE WILLIAMSON  |  FRIDAY, 2 DEC 2022
... and services which can improve their quality of life and support the economy," FCA executive director of markets Sarah Pritchard said. "These proposals are part of our work to deliver a consumer investment market where people can readily access support ...

UK regulator to inspect advice and guidance rules

CASSANDRA BALDINI  |  TUESDAY, 4 OCT 2022
... was introduced 15 years ago and had a clear distinction between advice and guidance," said FCA managing director Sarah Pritchard. "Offering advice on what to invest in carries with it a heavy regulatory burden. A full suitability assessment, in effect ...
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