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Showing 1 - 2 of 2 results for "Robert Patrick Marie"

ASIC bans Theta managing director

KARREN VERGARA  |  MONDAY, 17 MAY 2021
... director of Theta Asset Management for four years from the financial services industry. The banning order for Robert Patrick Marie comes after several instances of misconduct relating to Theta, the responsible entity of the Sterling Income Trust (SIT) ...

ASIC launches action against AFSL, director

ELIZA BAVIN  |  WEDNESDAY, 11 DEC 2019
... Management, an Australian financial services licensee and responsible entity for the trust, and Theta director Robert Patrick Marie. "ASIC alleges that Theta and Mr Marie were responsible for authorising the issue of five product disclosure statements ...
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