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Showing 1 - 10 of 1176 results for "Retail Investors"

FCA pursues Neil Woodford again

KARREN VERGARA  |  THURSDAY, 11 JUN 2026
... was fined £5.89 million ($12.1m) and banned from being employed in senior manager roles and managing funds for retail investors. Woodford Investment Management (WIM) was slapped with a £40 million fine ($82.1m).

Accounting sector rejects shifting CSLR costs to SMSFs

VINNY VUCAGO  |  THURSDAY, 11 JUN 2026
... by 2027. CPA superannuation lead Richard Webb said removing statutory protections from certain categories of retail investors would not solve the underlying problem. "Singling out specific groups of retail investors for the loss of statutory protections ...

Vanguard's oldest ETF eclipses to US$1tn in value

RIDDHIMA TALWANI  |  FRIDAY, 5 JUN 2026
... Vanguard's S&P 500 ETF was first launched in 1976 and is the first and oldest index-tracking mutual fund available to retail investors. "Crossing the US$1 trillion barrier is more symbolic than anything. ETFs do not win prizes for growing to a particular ...

Munro expands access to climate focused fund

VINNY VUCAGO  |  THURSDAY, 4 JUN 2026
The Munro Global Growth Climate Leaders PIE Fund has been opened to retail investors in New Zealand. Munro said the move expands access to a strategy focused on companies positioned to benefit from the global decarbonisation trend. The fund, which is ...

Super 'safest' entry in private market for retail investors: Morningstar

RIDDHIMA TALWANI  |  THURSDAY, 28 MAY 2026
Morningstar said super funds could be the safest and most effective option for retail investors to access private market investments. This, it said, would especially benefit those investors who do not have the capacity to do their own research and due ...

Feature: Private credit | The fine print

RIDDHIMA TALWANI  |  FRIDAY, 22 MAY 2026
... Cunningham says over the last five years there has been a rise in packaging up and selling private credit funds to retail investors globally, which had traditionally been a playground for bigger institutional and wholesale players. Investors who expect ...

Mulino targets retail investor protections, high-risk MISs: SIAA

KARREN VERGARA  |  TUESDAY, 19 MAY 2026
... [and] understand the risk profile of MISs, if it could firstly then have a better sense of looking into flows of retail investors into those MISs, it would allow a much more targeted approach by assets, so that it could examine flows of investors much ...

Investors the biggest losers in 2026 Budget

KARREN VERGARA  |  WEDNESDAY, 13 MAY 2026
... This comes as the government launched a review to focus on governance and oversight of registered MISs used by retail investors following the collapses of First Guardian and Shield Master Funds. The aged care sector will receive a $3.7 billion boost ...

ASIC to receive $10m in FY27 to improve MIS supervision

MATTHEW WAI  |  TUESDAY, 12 MAY 2026
... It comes as the government launched a review to focus on governance and oversight of registered MISs used by retail investors following the collapses of First Guardian and Shield Master Funds, where over $1 billion of retirement savings were lost. The ...

First Sentier launch Active Cash Fund Active ETF

VINNY VUCAGO  |  THURSDAY, 7 MAY 2026
... structure broadens access to institutional grade cash management capabilities that were previously less accessible to retail investors. He said the firm's scale and long-standing presence in cash markets enables access to competitive rates and diversified ...
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