Search Results | Showing 1 - 10 of 1208 results for "Retail Investors" |
| | | ... local bond market. Following its July announcement to offer actively managed bond strategies to institutional and retail investors, the company said the Aegon Fixed Interest Fund will be ready by year-end. It will use a feeder fund structure with access ... |
| | | | ... to institutional and rich investors. Given the scale private credit has reached, ASIC is worried the harm to retail investors and superannuation funds has the potential to "damage general market confidence and cause harm to sectors of firms and consumers." ... |
| | | | ... taking further action as appropriate. One of our main concerns is to understand the extent to which there are retail investors affected," Constant said. "ASIC will continue its broader scrutiny of private credit and will continue to step up our actions. ... |
| | | | ASIC chair Sarah Court has warned retail investors to be wary of "highly speculative" prediction markets, likening them to betting. Court said prediction market contracts "have all the features of a bet" and that the regulator believes they are not ... |
| | | | ... and mortgages secured over Australian real property in Tasmania. ASIC said it made the interim order to protect retail investors from acquiring products under a product disclosure statement (PDS) that may be defective and not worded and presented in ... |
| | | | ... "aware of speculative, high-risk derivatives known as perpetual futures, or perps, being offered to Australian retail investors." Coinbase recently began offering perps to local wholesale investors, with three different options ranging from cryptocurrency ... |
| | | | ... ongoing work to address risks in private credit. "Where ASIC identifies concerns that products may be reaching retail investors they were not designed for, we will use our regulatory tools to act swiftly to intervene early, disrupt poor practices and ... |
| | | | ... the complex, leveraged products. The regulator is seeking industry feedback on amendments intended to ensure retail investors receive consistent protection, including where CFDs are settled through digital assets rather than cash. The existing order ... |
| | | | ... Capital Fund, ASCF Select Income Fund, and ASCF High Yield Fund. ASIC said it made the interim order to protect retail investors from acquiring products under a PDS that may be "defective and not worded and presented in a clear, concise, and effective ... |
| | | | ... representative of Interprac Financial Planning between 17 June 2016 and 31 December 2021 and provided financial advice to retail investors through Venture Egg. The regulator alleges Saad's entities, Atlas Marketing and United Capital, received about ... |
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