Search Results | Showing 21 - 30 of 1208 results for "Retail Investors" |
| | | ... aware of speculative, high-risk derivatives known as perpetual futures, or perps, being offered to Australian retail investors," an ASIC spokesperson said. "Businesses offering derivatives, including perps, will generally require an AFSL. "ASIC takes ... |
| | | | ... license." In January 2026, ASIC announced it had secured the return of nearly $40 million to more than 38,000 retail investors and driven substantial compliance improvement across Australia's CFD sector following a whole of industry review. ASIC's CFD ... |
| | | | ... said. "The sentence demonstrates the egregiousness of his misconduct." She added conduct of this nature "puts retail investors at serious risk and undermines trust in Australia's financial system," adding ASIC would continue pursuing those responsibilities ... |
| | | | ... happening in markets like the US and the momentum is growing," Yuen said. The Brisbane-based exchange said eligible retail investors will be able to trade around 100 cryptocurrency CFDs alongside gold, silver, crude oil, the Nasdaq 100, S&P 500 and individual ... |
| | | | ... has evolved significantly over the past decade. Advisers are supporting increasingly diverse client needs, from retail investors through to high-net-worth families and not-for-profits, requiring highly personalised investment solutions," Shahien said. ... |
| | | | ... the market regulator, spreading concerns that the "speculative" product may be unlawfully distributed towards retail investors. According to the Digital Finance Cooperative Research Centre (DFCRC), perps are leveraged derivatives with no fixed expiry ... |
| | | | ... were ultimately invested, as well as a lack of regular valuation checks of its schemes. ASIC believes around 600 retail investors had invested approximately $160 million into managed investment schemes run by Australian Fiduciaries since February 2020 ... |
| | | | ... investing behind," Ng said. Educating the retail world Private equity has always been a hard asset class for retail investors to access due to the size of the deals. There are some fund-of-fund opportunities for wholesale and retail investors in Australia ... |
| | | | ... January its review of the CFD industry has resulted in almost $40 million being returned to more then 38,000 retail investors, alongside significant compliance improvements across the sector. According to ASIC, the review led to stronger target market ... |
| | | | ... investment scams, particularly those exploiting trusted brands or purporting to offer fixed-income or bond products to retail investors." |
|