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Showing 1 - 4 of 4 results for "Responsible Entity Services Limited"

ASIC issues stop order on third property fund

CASSANDRA BALDINI  |  FRIDAY, 30 SEP 2022
... powers under the DDO regime to place interim stop orders on three financial firms. These were Responsible Entity Services Limited and two companies in the UGC Global Group. All three stop orders were made in relation to deficient TMDs. APIL will have ...

Stop orders placed on property funds

CHLOE WALKER  |  WEDNESDAY, 14 SEP 2022
... powers under the DDO regime to place interim stop orders on three financial firms. These were Responsible Entity Services Limited and two companies in the UGC Global Group. All three stop orders were made in relation to deficient TMDs.

ASIC continues crack down on deceptive advertising

CHLOE WALKER  |  TUESDAY, 2 AUG 2022
... issued several stop orders recently for varying reasons. Recently it issued stop orders against Responsible Entity Services Limited (RES) for misleading or deceptive representations in advertising and further stop orders for breaches of the design and ...

ASIC issues first DDO stop orders

JAMIE WILLIAMSON  |  THURSDAY, 28 JUL 2022
... powers under the design and distribution obligations, ASIC has placed interim stop orders on Responsible Entity Services Limited (RES) and two UGC Global Group companies, UGC Global Alpha Limited and UGC Global Alpha Fund Limited. RES is prohibited from ...
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