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|Search Results||Showing 1 - 10 of 97 results for "Regulatory Guide"|
|The regulatory guide on product design and distribution obligations for the financial services industry has been released. ASIC's RG 274 Product design and distribution obligations aims to help consumers obtain appropriate financial products by ...|
|ASIC has released a consultation paper to update the regulatory guide on client review and remediation conducted by financial advice licensees. Regulatory Guide 256: Client review and remediation conducted by advice licensees will be clarified through ...|
|... ensure financial advisers consider sustainability preferences of consumers, for ASIC to consider strengthening its Regulatory Guide to facilitate meaningful disclosures on ESG and ethical considerations in investment products, and for super funds to ...|
|... linked remuneration structures in the event it believes they will bring about significant consumer detriment. Regulatory guide 272 shows ASIC may use its new powers to order a product or class of products only be offered by way of issue to specific classes ...|
|ASIC has launched a new weekly regulatory tracker to assist users during the COVID-19 pandemic. The tracker lists and includes links to all new and updated regulatory guides, information sheets, reports and consultation papers issued by ASIC and published ...|
|... trusts and public sector super funds, so long as they have over $10 million. Additionally, the updated regime - Regulatory Guide 176 - will see the installation of a new licensing regime for foreign entities operating in Australia who provide services ...|
|... suite of new requirements set to apply from late-2020. The corporate regulator released an updated version of Regulatory Guide 97 Disclosing Fees and Costs in PDSs and Periodic Statements (RG97) on Friday, which simplifies how fees and costs are presented ...|
|... non-complying insurers or distributors. Consultation is open until August 29. ASIC also intends to review guidance in Regulatory Guide 38 The hawking provisions later this year. This week's spot poll asks if you support the increases to the Superannuation ...|
|... term deposits, believing they were receiving the higher rate. Consultation is open until August 7 with the final regulatory guide expected in September. ASIC is seeking to understand the impact such powers will have on the cost of compliance and the ...|
|... warns Industry Super Australia. Industry Super Australia (ISA) has provided input on the proposed changes to Regulatory Guide 97, saying the proposals don't go far enough to address the complexity of fee disclosure. The group is worried consumers still ...|
IOOF expects to spend up to $32 million on paying out Buyer of Last Resort arrangements with financial advisers leaving its network, primarily from Bridges Financial Services.
Link Group is now exploring the possibility of listing PEXA despite recently flagging there was strong interest from other parties in buying the property settlement platform.
PIMCO has named a new lead for its Asia Pacific business as part of an executive shuffle announced overnight.
Even before the COVID-19 vaccine arrived in Australia, it was clear we were returning to pre-pandemic normality, and latest stats back this.
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