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Showing 1 - 4 of 4 results for "Regulatory Group"

FASEA under pressure on managed accounts

ELIZABETH MCARTHUR  |  WEDNESDAY, 4 DEC 2019
... this idea that the code only needs to be complied with in a general sense," Potter said. A lawyer in the IMAP regulatory group pointed out to Potter that explanatory guides are only referred to by judges when the law is unclear. "There's nothing ...

ASIC sharpens focus on managed accounts

KARREN VERGARA  |  TUESDAY, 18 DEC 2018
... represent the interests of managed account professionals," the association said. IMAP said it established its own Regulatory Group in September to represent the interest of members across issues that affect providing and advising on managed accounts. ...

PE managers should not mislead: IOSCO

ALEX DUNNIN  |  WEDNESDAY, 4 NOV 2009
In one of the more bizarre regulatory releases since the GFC, global regulatory group IOSCO has issued a report outlining guidelines for private equity managers stating that they should be honest and always act in their clients best interests. IOSCO ...

Gadens appoints Bradley MD

... of Australia and Westpac." Bradley said. Denovan will retain his role as head of the firm's banking compliance regulatory group. Denovan is also the legal spokesman for the Mortgage Industry Association of Australia.
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