Search ResultsShowing 1 - 6 of 6 results for "Queensland Supreme Court"
Adviser asked to cover regulator costs
KANIKA SOOD  |  MONDAY, 18 FEB 2019
The Queensland Supreme Court has issued orders against a man who ran an unlicensed advice business and collected kickbacks on investment properties he recommended to his SMSF clients. Richard Gardner and Advanced Wealth Financial Services Pty Ltd (where ...
Wills should be reviewed, not refuted: EQT
JAMIE WILLIAMSON  |  THURSDAY, 19 OCT 2017
... capital gains tax and ensuring any consequences are sufficiently managed. Just last week a judge in the Queensland Supreme Court deemed an unsent text message containing a dead man's final wishes could be legally treated as a valid will. The man drafted ...
Federal Court dismisses ASIC allegations
ALEX BURKE  |  TUESDAY, 3 JAN 2017
... about 12,000 domestic and offshore investors. Of that amount, $400 million was invested in LPF. The Queensland Supreme Court ordered Drake to surrender his passport in 2013 and froze his assets; ASIC at the time alleged that he "used his position to ...
LM liquidators get boot over conflict of interest
JAMES FERNYHOUGH  |  MONDAY, 12 AUG 2013
The Queensland Supreme Court has appointed a new receiver to oversee the winding up of LM Investment Management Limited's (LM) failed First Mortgage Income Fund (FMIF) after it found that its current liquidators had a conflict of interest. The new receiver ...
ASIC seeks to wind up of LM mortgage income fund
MARK SMITH  |  FRIDAY, 19 JUL 2013
... LM Investment Management, the current responsible entity, opposed the application. Appearing in the Queensland Supreme Court this week, ASIC has sought orders for FMIF to be wound-up and PricewaterhouseCoopers be appointed as the receivers. ASIC commissioner ...
New twist in AMC saga
... Exchange (ASX) and recipients of the offer of the terms of the undertakings. In a hearing before the Queensland Supreme Court, ASIC alleged the offer amounted to a financial service, but neither Nimbus nor Mr Daw was appropriately licensed. ASIC also ...
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