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Showing 1 - 10 of 19 results for "Professional Code"

Islamic Finance & Investments Association launches

KARREN VERGARA  |  TUESDAY, 19 SEP 2023
... we are proud to launch the association to advance and progress the industry as well as set the standards of professional code of conduct to raise the commitment to risk and compliance," Gillespie said. "We look forward to growing IFIA for the wider benefit ...

Labor promises to recognise adviser experience

KARREN VERGARA  |  FRIDAY, 10 DEC 2021
... their professional exams, and meet continuing professional development requirements, and abide by an appropriate professional code of ethics. But we won't be asking you to waste your time on degrees you don't need," he said. The industry's ...

FPA, TPB to share information

ALLY SELBY  |  FRIDAY, 26 JUN 2020
The Financial Planning Association of Australia has signed a Memorandum of Understanding with the Tax Practitioners Board, in a move which both parties say will set out a clear framework for engagement, cooperation and proactive information sharing ...

Sam Henderson cops ASIC ban

KANIKA SOOD, JAMIE WILLIAMSON  |  WEDNESDAY, 24 JUL 2019
... $50,000 by the Financial Planning Association of Australia last year which found him guilty of breaching its professional code of conduct nine times. ASIC found Henderson's clients either lost or were at risk of losing money as he had failed to act ...

FPA fines Henderson $50k

KARREN VERGARA  |  WEDNESDAY, 14 NOV 2018
... Financial Planning Association of Australia slapped a $50,000 fine on former member Sam Henderson for breaching its professional code of conduct nine times. The FPA's independent disciplinary body, the Conduct Review Commission (CRC), determined ...

FPA optimistic CFP will get FASEA tick

JAMIE WILLIAMSON  |  FRIDAY, 23 FEB 2018
... code of ethics that FASEA is also tasked with designing. "There's going to be a requirement to sign up to a professional code of ethics and there has to be code monitoring bodies. Logically, we would do that - we already monitor our own code so it would ...

AFA chief executive steps down

DARREN SNYDER  |  TUESDAY, 7 MAR 2017
... the setting of the Fellow Chartered Financial Practitioner designation (FChFP) at Masters level; AFA's renewed Professional Code and Principles of Practice; the AFA Excellence in Education, AFA Female Excellence in Advice and AFA Practice of the Year ...

ASIC gives green light to FPA fees code

JAMIE WILLIAMSON  |  THURSDAY, 24 NOV 2016
ASIC has approved the Financial Planning Association of Australia's Professional Ongoing Fees Code. Announced by FPA chief executive Dante De Gori to over 1000 delegates at the opening of the 2016 FPA Professionals Congress, it is the first code to ...

FPA reiterates need for professional qualifications

MARK SMITH  |  THURSDAY, 21 MAR 2013
... highest educational standards," said FPA chief executive Mark Rantall. Currently, financial planners must sign a Professional Code of Conduct and ethics, have a diploma qualification and have one year's work experience to become a practitioner member. ...

Govt moves to enshrine 'financial adviser' label

ALICE URIBE  |  WEDNESDAY, 20 MAR 2013
... support it," he said.' At the same briefing Mr Rantall indicated that the FPA would build on this and lodge its Professional Code of Conduct with ASIC after its April 2013 board meeting, pending approval. "We see the enshrinement of the term 'financial ...
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