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Showing 1 - 10 of 30 results for "Over-The-Counter"

Marex Group expands structured products to HNWIs

MATTHEW WAI  |  FRIDAY, 29 MAY 2026
... new to Australia, it established an office in Sydney in December 2021 and has been offering its clearing and over the counter (OTC) hedging capabilities in the market since. It also became an ASX Clear (Futures) clearing and trading participant in 2023. ...

ASIC returns $40m of CFD losses

ELIZA BAVIN  |  TUESDAY, 20 JAN 2026
... significant improvements to existing processes. A further 48 issuers implemented changes to comply with their over the counter (OTC) derivative transaction reporting requirements, after the review identified over 70 million erroneous reports; and reportable ...

ASIC puts 18 finfluencers on notice amid global campaign

JAMIE WILLIAMSON  |  THURSDAY, 12 JUN 2025
... product advice and promote high-risk, and complex investment products, such as contracts for difference (CFDs) and over the counter (OTC) derivative products. It said they're often making misleading or deceptive representations about the prospects of ...

LGT Crestone, AUSIEX acquisitions finalised

KARREN VERGARA  |  TUESDAY, 3 JUN 2025
... business has completed. AUSIEX, which is a subsidiary of Nomura Research Institute (NRI), has now expanded into over the counter (OTC) domestic and international fixed income products with the acquisition of FIIG. FIIG has more than $5 billion of funds ...

AUSIEX to acquire FIIG Securities

ELIZA BAVIN  |  THURSDAY, 1 MAY 2025
... "With this move, AUSIEX expands beyond exchange traded instruments listed on ASX and CBOE, to now also include over the counter (OTC) domestic and international fixed income products via the FIIG platform," Salis said. "It will provide local institutions ...

Currency hedging solution launched for managed accounts

JAMIE WILLIAMSON  |  WEDNESDAY, 15 NOV 2023
... assets to protect valuations against a rising AUD. Selling USD against the AUD via foreign exchange spot and over the counter derivatives, the fund provides investors with up to three times leveraged exposure to the exchange rate, which means that for ...

Equity Trustees wins ClearLife mandate

ANDREW MCKEAN  |  THURSDAY, 15 DEC 2022
... risk-adjusted returns over the RBA cash rate over the medium to long term. The fund can invest in exchange traded or over the counter derivatives for risk management purposes. Equity Trustees executive general manager of corporate trustee services Russell ...

Australian Bond Exchange, ANZ pilot settlement platform

CASSANDRA BALDINI  |  TUESDAY, 2 AUG 2022
... (NPP). The pilot program will enable ABE to test its newly built trading system that automates multiple parts of over the counter (OTC) transaction process. Its objective is to link the transaction system with the NPP which reduces the settlement time ...

Bernie Madoff dies in prison

ELIZABETH MCARTHUR  |  THURSDAY, 15 APR 2021
... Investment Securities, which was one of the largest market maker businesses on Wall Street - claiming to execute over the counter orders. The asset management division of the company was nothing but a Ponzi scheme. It used investor money to pay other ...

Citi expands fixed income offering for wholesale

KANIKA SOOD  |  THURSDAY, 5 NOV 2020
... limited local market often centred on the financial sectors. For investors looking for diverse options, the global over the counter market is a much larger and more liquid market than the ASX-listed hybrids offering." Citi said it offers 2200 bonds to ...
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