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Showing 11 - 20 of 32 results for "Over-The-Counter"

Bernie Madoff dies in prison

ELIZABETH MCARTHUR  |  THURSDAY, 15 APR 2021
... Investment Securities, which was one of the largest market maker businesses on Wall Street - claiming to execute over the counter orders. The asset management division of the company was nothing but a Ponzi scheme. It used investor money to pay other ...

Citi expands fixed income offering for wholesale

KANIKA SOOD  |  THURSDAY, 5 NOV 2020
... limited local market often centred on the financial sectors. For investors looking for diverse options, the global over the counter market is a much larger and more liquid market than the ASX-listed hybrids offering." Citi said it offers 2200 bonds to ...

Family office backs fixed income fintech

KANIKA SOOD  |  TUESDAY, 9 JUN 2020
... stake in the business. Palghat will also act as a consultant to Liquidity Cube. "Fixed income markets are all over the counter - you have to call a broker and pricing is hard in normal times. They are trying to make fixed income trading more transparent. ...

Investment manager criminally charged

ELIZA BAVIN  |  WEDNESDAY, 18 MAR 2020
... services and clearing, and provided a range of financial products including ASX24 futures and options and OTC ('over the counter') derivatives. SGSA's clients are wholesale clients, including financial institutions, hedge funds, asset managers, and various ...

Special Report: Hitting new ETF goals

KARREN VERGARA  |  FRIDAY, 16 NOV 2018
... management, Jason Giordano, who likes to remind investors that bonds don't trade on exchanges. Bonds trade over the counter across primary dealers with very little pricing transparency. While this may sound obvious, Giordano says it cannot be overstated. ...

J.P. Morgan expands derivatives clearing

KANIKA SOOD  |  WEDNESDAY, 26 SEP 2018
J.P. Morgan has become the first over the counter (OTC) clearing participant to launch an agency clearing service through the ASX for AUD and NZD denominated derivatives. The clearing broker's Australian-domiciled clients will now be able to keep all ...

Majority ready for MiFID II: Spot poll

KARREN VERGARA  |  MONDAY, 8 JAN 2018
... important change that must be embraced is that everything must be digitised. Voice trading, particularly for over the counter (OTC) trades and every discussion related to executing trades must to be stored - even broken trades have to be recorded and ...

New board members, partnership for BondAdviser

KERRIE SYDEE  |  THURSDAY, 1 SEP 2016
... information and clear active investment recommendations for all ASX-listed interest rate securities and a range of over the counter corporate bonds. Malkin said: "In partnering with BondAdviser, Baillieu Holst will benefit from having direct access to ...

Fund managers expect clients to turn aggressive

MARK SMITH  |  WEDNESDAY, 5 MAR 2014
... some of these, particularly QE tapering on some fragile emerging markets and the Volker Rule's impact on certain Over the Counter markets, such as the corporate bond market, have been significant." Global fund managers expect equity markets in 2014 to ...

Dangers of hybrid securities unrecognised: Adviser

LINDA HAUSKEN  |  WEDNESDAY, 29 AUG 2012
... suggested Schnelle would be to advise clients to put their money in the Vanguard Dimensional Total Bond Fund or buy over the counter bonds from a fixed interest broker.