The latest issue of Financial Standard now available as an e-newspaper
|Search Results||Showing 1 - 10 of 56 results for "OTC"|
|... derivative sales, prime services and clearing, and provided a range of financial products including ASX24 futures and options and OTC ('over the counter') derivatives. SGSA's clients are wholesale clients, including financial institutions, hedge funds ...|
|Three over-the-counter derivatives providers have been found guilty of contravening their AFSL licences by using account managers to pressure retail investors into purchasing products which lost investors more than $30 million. The Federal Court has ...|
|ASIC has cancelled the AFSL of an OTC derivatives issuer and helped appoint a receiver to the firm and its related companies. ASIC has successfully applied to the Federal Court to appoint receivers to Berndale Capital Securities, Berndale Capital Securities ...|
|... date in question. ASIC said: "ASIC reviewed trading in the ordinary shares of banking sector, listed derivatives, unlisted (OTC) derivatives and short selling activity." "The trading review did not reveal evidence or indications of information leakage ...|
|J.P. Morgan has become the first over the counter (OTC) clearing participant to launch an agency clearing service through the ASX for AUD and NZD denominated derivatives. The clearing broker's Australian-domiciled clients will now be able to keep all ...|
|... in the fund and interposed vehicles in each of the previous five years. Disclosure of interposed vehicle definitions; how OTC derivatives are treated; and tax implications are items that need to be taken into account, the stakeholders said. One of the ...|
|... successful parallel run of the new methodology against the existing method. ASX executive general manager derivatives and OTC markets Helen Lofthouse said: "Users of the benchmark now have an even more robust and reliable benchmark, calculated where ...|
|... from next week. Sydney-based Bitcoin and digital currency exchange Independent Reserve will go live with Australia's first OTC digital currency trading desk on Monday, 19 March. The exchange claims to be giving digital currency investors the facilities ...|
|... the F&R division "has tremendous assets, including a world-leading data business, essential risk and compliance solutions, OTC trading venues, wealth management software, and a strong desktop business." "The partnership with Blackstone provides an opportunity ...|
|... also expanded the investment products available to wholesale investors to include the ability to purchase over-the-counter (OTC) bonds. Netwealth joint managing director Matt Heine said: "We are really pleased with our continued growth which is a testament ...|
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As COVID-19 exposes entrenched problems in society, the ability to scale social impact investments in Australia holds significant promise to drive progress towards solutions, a new report reveals.
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Despite COVID-19 restrictions easing across the country, applications for the Early Release of Super scheme have shown no sign of slowing, according to APRA's weekly data.
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Vasco Trustees and ASIC had grave concerns about the financial position of Mayfair 101 for months before receivers were appointed to IPO Wealth, according to court filings.
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State Street has relaunched an international equities fund for local investors looking for a climate change and ESG focused portfolio, with a new benchmark.
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