The latest issue of Financial Standard now available as an e-newspaper
|Showing 1 - 10 of 72 results for "OTC"|
|... part of the work to better regulate CFDs, ASIC banned the sole director and four former employees of retail over-the-counter (OTC) derivative issuer, Forex Capital Trading from providing financial services, for periods ranging from three to 10 years ...|
|... to this he worked at CMC Markets as a dealer on the quantitative strategy desk, with responsibility for managing the firm's OTC equity trading book, and as a sales trader servicing high value clients. He reports to Investment Trends' director of research ...|
|... investors from these harmful products at a time of heightened vulnerability." A binary option is a cash-settled, over-the-counter (OTC) derivative entered into by two counterparties-the binary option issuer and the client. The "all-or-nothing" payout ...|
|... trading platform was slapped with additional conditions from ASIC for several compliance failures. ASIC is doubtful if retail OTC derivative issuer AxiCorp Financial Services has the appropriate procedures and internal controls to meet regulatory obligations ...|
|... expanding its collateral management services in Asia Pacific, to include initial margin requirements arising for non-cleared OTC derivatives positions. Initial margin rules for non-cleared derivatives transactions started to phase in from September 2016 ...|
|... swaptions, forwards and spot trades. Fortlake's strategies target fixed income instruments, including domestic bonds, OTC securities and asset-backed securities. Fortlake founder and chief investment officer Christian Baylis said: "We chose Eze Investment ...|
|The Federal Court has imposed a $75 million penalty on OTC derivative issuer AGM Markets and former authorised representatives OT Markets and Ozifin. AGM was ordered to pay $35 million, while OTM and Ozfin have each been ordered to pay $20 million. ...|
|... Austraclear and a director of ASX Clear (Futures), the ASX clearing and settlement licensees for Australia's derivatives, OTC and debt markets. He will also remain a director of the exchange's intermediate holding companies, ASX Clearing Corporation ...|
|The corporate regulator has suspended the Australian financial services licence of Union Standard International Group. The Sydney-based retail over-the-counter derivatives issuer operating as USGFX is suspended until September 23 under 915B of the Corporations ...|
|... daily futures and options on futures volumes were down 32% during the month to $712 million from $1.04 billion in June 2019. OTC interest rate derivative contracts also fell compared to the same time last year, down 75%. The notional value of contracts ...|
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As he marks 90 days as chief executive, Matt Rady tells Financial Standard how, despite the industry exodus and the company's own challenges in 2021, financial advisers are increasingly turning to BT Financial Group.
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The former head of wholesale distribution at BNP Paribas Asset Management has taken on a similar role at MFS Investment Management.
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The Stockbrokers and Financial Advisers Association argues that potential reforms to education standards will put the industry on a level playing field with other professions.
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The local branch of the UN Principles for Responsible Investing has bolstered its team, hiring Spirit Super's general manager for strategy.
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