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Showing 1 - 10 of 100 results for "OTC"

Marex Group expands structured products to HNWIs

MATTHEW WAI | FRIDAY, 29 MAY 2026

... to Australia, it established an office in Sydney in December 2021 and has been offering its clearing and over the counter (OTC) hedging capabilities in the market since. It also became an ASX Clear (Futures) clearing and trading participant in 2023. ...

Deutsche Bank names head of platform sales in Australia

ELIZA BAVIN | TUESDAY, 26 MAY 2026

... for more than seven years where he held a number of roles, most recently as APAC head of futures relationship management, OTC clearing and FX prime brokerage. Prior to that, he spent close to 15 years with Credit Suisse leading its client solutions business ...

Former Berndale director pleads guilty

VINNY VUCAGO | MONDAY, 4 MAY 2026

... and its associated entities ultimately wound up in 2019. The misconduct forms part of broader regulatory crackdown on retail OTC derivatives providers, an area long scrutinised due to the complexity and risk of products offered to everyday investors. ...

Coinbase receives AFSL, plans product expansion

MATTHEW WAI | WEDNESDAY, 8 APR 2026

... also become the first to be granted a retail derivatives authorisation, which permits the business to issue over-the-counter (OTC) derivatives products - including crypto derivatives - to retail clients. Moving forward, Coinbase will launch crypto and ...

ASIC returns $40m of CFD losses

ELIZA BAVIN | TUESDAY, 20 JAN 2026

... significant improvements to existing processes. A further 48 issuers implemented changes to comply with their over the counter (OTC) derivative transaction reporting requirements, after the review identified over 70 million erroneous reports; and reportable ...

MST Financial acquires FIIG Securities' unit, boosts assets

KARREN VERGARA | FRIDAY, 14 NOV 2025

... trusts, IMAs and the MST Sandstone Income SMAs. "As Australia transitions away from listed bank hybrids toward institutional and OTC issuance, MST is positioning itself to lead the next phase of income-market development," Satur said. "The firm will ...

ASIC puts 18 finfluencers on notice amid global campaign

JAMIE WILLIAMSON | THURSDAY, 12 JUN 2025

... advice and promote high-risk, and complex investment products, such as contracts for difference (CFDs) and over the counter (OTC) derivative products. It said they're often making misleading or deceptive representations about the prospects of success ...

LGT Crestone, AUSIEX acquisitions finalised

KARREN VERGARA | TUESDAY, 3 JUN 2025

... business has completed. AUSIEX, which is a subsidiary of Nomura Research Institute (NRI), has now expanded into over the counter (OTC) domestic and international fixed income products with the acquisition of FIIG. FIIG has more than $5 billion of funds ...

Macquarie reprimanded again for derivatives compliance failures

KARREN VERGARA | WEDNESDAY, 7 MAY 2025

... Macquarie Bank for "multiple and significant compliance failures" relating to its futures-dealing business and over-the-counter (OTC) derivatives trade reporting. The failures have been undetected for many years, including one that lingered for a decade ...

AUSIEX to acquire FIIG Securities

ELIZA BAVIN | THURSDAY, 1 MAY 2025

... this move, AUSIEX expands beyond exchange traded instruments listed on ASX and CBOE, to now also include over the counter (OTC) domestic and international fixed income products via the FIIG platform," Salis said. "It will provide local institutions ...

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BT appoints new head of strategy

KARREN VERGARA

A former Allianz Retire+ executive has joined BT as the new head of strategy.

ASX sees trade volumes soar in May

MATTHEW WAI

ASX saw a substantial growth in trade volumes last month, despite continued lackluster movement in IPOs.

Otivo launches AI-powered financial advice

MATTHEW WAI

Otivo has launched a mobile app for Australians to access licensed advice powered by AI.

Munro expands access to climate focused fund

VINNY VUCAGO

The Munro Global Growth Climate Leaders PIE Fund has been opened to retail investors in New Zealand.

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