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Showing 1 - 3 of 3 results for "Mr Hopkins"

Illegal investment scheme operator to pay $1.25m

ELIZA BAVIN  |  THURSDAY, 28 NOV 2024
... are advised to set up self-managed superannuation funds to make the investment," ASIC deputy chair Sarah Court said. "Mr Hopkins and the A Team Property Group failed to hold a financial services licence and operated 11 unregistered managed investment ...

ASIC takes Federal Court action against Macquarie Bank

ANDREW MCKEAN  |  TUESDAY, 5 APR 2022
... clients' funds for his own benefit. He pleaded guilty to 15 dishonesty offences. ASIC deputy chair Sarah Court said: "Mr Hopkins misused Macquarie's systems by processing transactions using his fee authority to steal client funds." "Macquarie failed ...

ASIC freezes Sydney advisers' assets

ELIZA BAVIN  |  WEDNESDAY, 6 NOV 2019
... QWL Asset Management and sole director Ross Hopkins. "ASIC commenced an investigation in relation to allegations that Mr Hopkins and QWL failed to assist the Australian Financial Complaints Authority (AFCA) to resolve client complaints," the regulator ...
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