|Search Results||Showing 1 - 10 of 22 results for "MiFID II"|
|... up to 30% but are delivering millions in benefits to investors, according to the UK financial authority's review of MiFID II. The Financial Conduct Authority yesterday published findings from its review of a sample set of firms, after MiFID II's roll ...|
|... while managing costs and making sure they meet regulatory requirements. The system went live in September 2017 ahead of MIFID II. It was initially developed at Paulin's co-founded insto brokerage firm Aviate Global LLP which Northern Trust acquired ...|
|... 20% of asset managers. While that is hardly surprising given the developing regulatory environment, stretching from MiFID II through to Senior Managers and Certification Regime (SMCR) in the UK and similar initiatives elsewhere, Bloomberg said respondents ...|
|... The increased volumes were a result of Australian members of the network using more algo trading solutions following MiFID II in January 2018. In addition to the uptick in the use of algorithms, Liquidnet benefited in 2018 from appearing on the trade ...|
|... offer great direction and consistency in this [ESG] field." Greco added there's also going to be an addition in the MiFID II regulation requiring sustainability to be part of every suitability conversation with clients, "which would bring these ESG issues ...|
|... (AMIT) and Regulatory Guide 97 (RG97) in Australia, the European Union's (EU) Markets in Financial Instruments Directive (MiFID II) and General Data Protection Regulation (GDPR) have impacted firm's capabilities in recent times. This is in addition to ...|
|... Technologies is beginning to bear fruit for Australian institutional traders and investment offices, particularly following MiFID II implementation. About 12 months into the partnership , the institutional dark pool network has launched two enhancements ...|
|... regulation that's demanding greater transparency. In Europe and the US, the Markets in Financial Instruments Directive II (MiFID II) and Department of Labor Fiduciary Rule are set to squeeze margins, the report said. Tax changes is also an issue 77% ...|
|... Hetherington and Santo join 32 other staff members, 26 of which are senior traders serving 300 institutional clients in a post-MiFID II world, he said. The equity trading solutions firm also has offices in Stamford and London.|
|... Partners, Joseph Palmer, State Street and Evans & Partners; and readed its international platform to meet the EU's new MiFID II regime. Ohanessian described the quarter as "another standout, in particular surpassing the previous record-breaking September ...|
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New Industry Super Australia research claims to show plans to make superannuation optional for low-income workers is nothing more than a tax grab.
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A Brisbane boutique is winding up an Aussie equities fund, after an investor decided to redeem their money, representing roughly 60% of the fund's assets, just before Christmas.
Close to a third of wealth management organisations are looking to boost staff numbers this year, with sales roles expected to be most in demand.
Spaceship has boosted its executive team through the appointment of three executives, including a former leader of Macquarie and Bennelong Asset Management.
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