Search Results | Showing 11 - 20 of 23 results for "MiFID II" |
| | ... Partners, Joseph Palmer, State Street and Evans & Partners; and readed its international platform to meet the EU's new MiFID II regime. Ohanessian described the quarter as "another standout, in particular surpassing the previous record-breaking September ... |
| | | ... Standard's weekly spot poll. More than half (54%) of Australian entities said they were well prepared for the sweeping MiFID II legislation that's aiming to improve the transparency of financial transactions across Europe. A large cohort (45%) of local ... |
| | | ... absolutely unique and of enormous value to the community," he said. This week, we find out: How prepared are you for MiFID II, which is just around the corner? |
| | | ... funds management sector faces increasing costs, operational and regulatory pressures, and the imminent introduction of MiFID II, blockchain can provide much needed relief to reduce costs, and deliver friction-free trading and regulatory transparency ... |
| | | The January 3 deadline for the EU's MiFID II regime should serve as a warning for banks offering mediocre bundled research products, according to Liquidnet founder and chief executive Seth Merrin. Speaking to Financial Standard, Merrin said that now ... |
| | | ... with the London Stock Exchange (LSE) to help local financial services firms address compliance in time for the looming MiFID II deadline. APIR Systems will be the LSE's registered agent in Australia and South East Asia to support the issuance and maintenance ... |
| | | ... managers," he said. BTIM's report also made detailed references to how impending regulatory regimes - ASIC's RG97 and the EU's MiFID II in particular - are affecting the investment management landscape. While these reforms have accompanied overhauls ... |
| | | ... Three-quarters cited regulatory developments will make it tougher for smaller asset managers to make it on their own. MiFID II particularly is a cause for concern, with managers anticipating higher costs for investment research, increased obligation ... |
| | | ... sharing agreement/research payment account model in regards to paying for third-party research to accommodate the EU's MiFID II regime, the above reduction in fees will more than offset any client costs incurred. Conroy explained: "Having looked at the ... |
| | | ... say it, but because of the regulatory changes we're seeing, like [the EU's Markets in Financial Instruments Directive (MiFID II)] and its effects on brokerages, you're either going to be over $1 trillion in assets or you're going to be a boutique. Because ... |
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