Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 10 of 223 results for "Mellon"

SEC fines private equity firms for recordkeeping failures

KARREN VERGARA  |  TUESDAY, 14 JAN 2025
... proactive cooperation." Last August, RBC Capital Markets was ordered to pay US$45 million for its recordkeeping failures. BNY Mellon Securities Corporation and Pershing were fined US$40 million. The year prior, Wells Fargo Securities and BNP Paribas ...

Insight Investment names chief executive

MATTHEW WAI  |  FRIDAY, 10 JAN 2025
... the managing director and portfolio manager at Putam Investments for more than 13 years before transitioning to Standish Mellon Asset Management Company as its deputy chief investment officer and managing director of global fixed income for five years. ...

Recordkeeping breach costs RBC, BNY Mellon US$85m

KARREN VERGARA  |  FRIDAY, 16 AUG 2024
RBC Capital Markets and BNY Mellon are among the firms that will collectively pay a whopping US$390 million ($589m) to the Securities and Exchange Commission (SEC) for recordkeeping failures. RBC Capital Markets will pay US$45 million ($68m) while BNY ...

Custody assets exceed $5tn milestone

JAMIE WILLIAMSON  |  TUESDAY, 13 AUG 2024
... Artega, whose assets under custody grew by close to 25% to total $2.08 billion. But there were also declines, with BNY Mellon seeing its assets under custody drop by more than 19% in the period. Ranked 12 th in Australia, it now oversees $21 billion ...

Insight Investment appoints distribution lead

KARREN VERGARA  |  TUESDAY, 6 AUG 2024
... at Insight Investment for nearly 10 years. He stepped down on August 1. Murphy was previously managing director of BNY Mellon Investment Management Australia, a role he left in December 2014. During his tenure at Macquarie Funds Group, he was responsible ...

Koda Capital poaches five JBWere advisers

KARREN VERGARA  |  WEDNESDAY, 29 MAY 2024
... chief investment officer. Leckie has been with Koda since it launched in 2014, prior to which she held senior roles at BNY Mellon, AllianceBernstein, AMP Capital, Perpetual, and BNP Paribas.

HESTA names head of investment execution

KARREN VERGARA  |  WEDNESDAY, 13 MAR 2024
... executive director of corporate and investment bank, and investor services. Her other experience includes working at BNY Mellon and Deloitte. The role was previously held by Gerard Brown, who was appointed in July 2019, and finished up at the super fund ...

ESSSuper welcomes strategy lead

ELIZABETH FRY  |  FRIDAY, 23 FEB 2024
... marketing intelligence manager. During her career in the financial services industry, she has worked with Bank of New York Mellon, Advance Funds Management, Perpetual Trustees, and AXA. ESSSuper group executive of strategy brand and insights Duncan Winton ...

Perpetual Corporate Trust adds staff

ELIZABETH FRY  |  MONDAY, 22 JAN 2024
... she spent four years at J.P. Morgan as a transaction manager - deal execution and a brief stint at the Bank of New York Mellon. "So excited to be taking on this new role, grateful for the support of the Perpetual Corporate Trust team and for all our ...

PineBridge Investments names distribution head for APAC, EMEA

ANDREW MCKEAN  |  THURSDAY, 11 JAN 2024
... management for Asia. Prior to joining PineBridge, Kopitsis was head of intermediary distribution, Asia ex-Japan, for BNY Mellon in Singapore, he was responsible for managing operations as well as the development and delivery of differentiated sales and ...
PREVIOUS
NEXT

Editor's Choice

Macquarie AM splashes billions on Applied Digital Corporation

MATTHEW WAI  |   12:42PM
Macquarie Asset Management (MAM) has pledged US$5 billion to NASDAQ-listed Applied Digital Corporation, which provides high-performance computing (HPC) data-centre solutions.

Subscription EVs attract HESTA, IFM interest

JAMIE WILLIAMSON  |   12:41PM
IFM Investors and HESTA, by way of its mandate with the former, will take a 49% stake in Splend Group, a provider of subscription electric vehicles.

Economist's wishlist: Lower tariffs, bond yields settling

ELIZA BAVIN  |   12:07PM
AMP deputy chief economist Diana Mousina has listed her top five wishlist items for 2025, with hopes for lower inflation and avoiding a trade war.

MUFG Pension & Market Services awards tech mandate

KARREN VERGARA  |   12:16PM
MUFG Pension & Market Services (MPMS) has awarded Tata Consultancy Services (TCS) a mandate to help transform its retirement solutions business.

Videos

Brought to you by
MORE VIDEOS

Products

Financial Standard Guide To Series

'Guide To' Series

Pocket investment guides featuring adviser case studies and a glossary.
MORE INFO
Financial Standard Publisher's Forum

Publisher's Forum

Investing trends and strategies from the industry’s thought leaders.
MORE INFO
Financial Standard Product Showcases

Product Showcases

Putting the spotlight on investment products that matter.
MORE INFO

Expert Feed

Industry Events

MORE INDUSTRY EVENTS
FEB
18

Chief Economists Forum 

FEB
20

Chief Economists Forum 

MAR
11

Advisers Big Day Out - Perth 

MAR
12

Advisers Big Day Out - Adelaide 

MAR
13

Advisers Big Day Out - Melbourne 

Featured Profile

MORE PROFILES
Kellie Wood

Kellie Wood

HEAD OF FIXED INCOME
SCHRODER INVESTMENT MANAGEMENT AUSTRALIA LIMITED
Schroders Australia's Kellie Wood talks about winning a lot, so much so that it's become a well-intentioned joke with her co-workers - but it's this ambitious attitude that spurs her on every day. Eliza Bavin writes.
READ MORE
The Financial Standard podcast
Tune in each week as we discuss the latest developments in Australia's wealth management industry.
Financial Standard podcast
Spotify
Apple Podcasts
Amazon Music
YouTube
Follow Financial Standard on Facebook
Follow Financial Standard on Twitter
Follow Financial Standard on LinkedIn
Follow Financial Standard on Instagram
ISS - Institutional Shareholder Services, © Copyright 2025, All Rights Reserved
MarketSage  -  MarketPulse  -  MarketPro  -  MarketReach