Search ResultsShowing 1 - 10 of 18 results for "Markets Authority"
ASIC gears up for Brexit
KANIKA SOOD  |  MONDAY, 11 FEB 2019
... Financial Conduct Authority (FCA). This is because the FCA is set to take over from the European Securities and Markets Authority (ESMA), the overseeing of credit rating agencies, benchmarks and trade repositories post Brexit. Similarly, the Bank of ...
New Zealand reviews life insurance commissions
JAMIE WILLIAMSON  |  TUESDAY, 4 DEC 2018
... ultimately end up funding high commissions through high premiums," the report reads. The country's Financial Markets Authority and the RBNZ are currently undertaking a review of the conduct and culture of New Zealand's life insurers with a final report ...
BEAR should be expanded, ASIC included: Shipton
JAMIE WILLIAMSON  |  FRIDAY, 23 NOV 2018
... contrast to the FCA, the Securities and Futures Commission in Hong Kong, the ACCC, the UK's Competition and Markets Authority and the Reserve Bank, she added. "There are concerns that I have when I look at the current operational framework and responsibilities ...
ASIC hires former super executives
KARREN VERGARA  |  MONDAY, 3 SEP 2018
... at UniSuper, a role he held for three years. He's was also the former chief executive of the Financial Markets Authority in New Zealand, and held leadership positions at NAB, ANZ and law firm Herbert Geer & Rundle (now Thompson Geer). Hughes previously ...
Tenders on the menu for UK pension schemes
HARRISON WORLEY  |  TUESDAY, 24 JUL 2018
... to ensure pension schemes pressure the market into providing the best value for members. The Competition and Markets Authority (CMA) is concerned competition problems exist within the UK's investment consultancy and fiduciary management markets. The ...
Most investors shun credit ratings: Poll
KARREN VERGARA  |  MONDAY, 26 FEB 2018
... competitiveness. The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act and the European Securities and Markets Authority (ESMA), created in 2011, aim to hold agencies accountable and protect investors, CFR said. ASIC commissioner Cathie ...
Aussie regtech readies firms for MiFID II
KARREN VERGARA  |  THURSDAY, 9 NOV 2017
... require LEIs ahead of 3 January 2018, when MiFID II takes effect. According to the European Securities and Markets Authority (ESMA), firms should not trade with counterparties that do not have an LEI as they will not be able to submit valid transaction ...
UK regulator increases support for new starters
JAMIE WILLIAMSON  |  FRIDAY, 29 SEP 2017
... its concerns around anti-competitive practices among investment consultants referred to the Competitions and Markets Authority for further investigation.
UK asset consultants face competition scrutiny
KARREN VERGARA  |  MONDAY, 18 SEP 2017
... industry. The FCA announced it made a final decision to formally refer its concerns to the Competition and Markets Authority (CMA). There is up to £1.6 trillion of assets under the advice of the 12 largest investment consultants. The FCA said the ...
ASIC signs fintech agreement with Indonesia
EMMA RAPAPORT  |  MONDAY, 24 APR 2017
... Singapore, the United Kingdom's Financial Conduct Authority, the Ontario Securities Commission and Capital Markets Authority, Kenya. It is hoped that this will enable the regulator to understand developments, and to help entrepreneurs expand their target ...
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