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Showing 1 - 3 of 3 results for "Marion Joan Pearson"

AAT affirms SMSF adviser ban

JAMIE WILLIAMSON  |  WEDNESDAY, 11 NOV 2020
... ceased to carry on a financial services business. In 2015 another former authorised representative of Ballast, Marion Joan Pearson, was permanently banned from providing financial advice after she was found to have falsified documents to hide the fact ...

ASIC bans SMSF adviser

ALEX BURKE  |  MONDAY, 9 NOV 2015
ASIC has permanently banned a former self-managed superannuation fund adviser. Marion Joan Pearson, who provided SMSF advice to clients from November 2007 to October 2013, now resides in New Zealand. She is the sole director of and shareholder in Colisa ...

ASIC obtains court orders against former Ballast adviser

LAURA MILLAN  |  THURSDAY, 24 JUL 2014
... Securities and Investments Commission (ASIC) obtained the orders against Western Australia-based financial adviser Marion Joan Pearson and Colisa. The regulator sought the orders as part of its investigation into the adviser's use of investor funds ...
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