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Showing 1 - 2 of 2 results for "Marc Berger"

Six charged in micro pump and dump scheme

ELIZABETH MCARTHUR  |  MONDAY, 6 JAN 2020
... disguising the true sellers of securities, to defraud investors and generate illicit profits for themselves," said Marc Berger, director of the SEC's New York Regional Office. "We will continue to pursue individuals and entities, whether located domestically ...

Adviser scammed family, friends

ELIZABETH MCARTHUR  |  FRIDAY, 8 NOV 2019
... Pierre's local Haitian community was built on a foundation of lies and deceit," director of the SEC's New York office Marc Berger said. "Investors should be wary of investments promising rates of return that seem too good to be true, and are encouraged ...
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