Search Results | Showing 1 - 10 of 632 results for "Macquarie Bank" |
| | The UK's Financial Conduct Authority (FCA) has fined Macquarie Bank's London Branch (MBL) $25 million (£13m) for enabling one of its employees to record over 400 fictitious trades over a 20-month period. The fictitious trades also cost MBL an estimated ... |
| | | ... experience, has also held roles as a private investment manager at Evans and Partners and as an associate adviser at Macquarie Bank. In the new role, Credlin will lead the firm's distribution and operations team, with a key focus on growing its investor ... |
| | | ... seminars. Before joining RQI Investors, Scott was a director of applied research at Axioma and spent 18 years at Macquarie Bank as a senior analyst within the securities business. "These promotions reflect the growth we have experienced as a business ... |
| | | ASIC imposed a record $5 million fine on Macquarie Bank for its failure to curb suspicious order transactions on electricity futures. ASIC's Markets Disciplinary Panel (MDP) found Macquarie breached market integrity rules on 50 occasions between January ... |
| | | ... He also worked in investor solutions at Barclays Capital and was head of adviser sales for equity derivatives at Macquarie Bank. Zaika replaces Evan Metcalf, who steps down in October after a decade-long tenure at the fund manager. Metcalf became chief ... |
| | | ... strategy. Before that, he was vice president of investor solutions for Barclays Capital for five years, landing from Macquarie Bank following stints at Skandia, Zurich Insurance and AMP. Five months ago, GAM recruited Alexandra Williamson as distribution ... |
| | | ... brings a wealth of experience in financial services, most recently as an executive director and divisional head at Macquarie Bank, where he led Australian equities and co-headed global equities for over a decade," Finexia said. Ritchie, meanwhile, said ... |
| | | ... to Australia and launching the first international ETFs on the ASX. In his early career, Bradbury's was at Macquarie Bank focusing on equity-based investment products. |
| | | ... officer at AMP. She's also previously held roles with Optus, Commonwealth Bank, PwC, Investec, BlackRock, and Macquarie Bank. At Insignia, she will have responsibility for advice and marketing, creating a continuum of brand awareness, customer engagement ... |
| | | The Federal Court has ordered Macquarie Bank to pay a penalty of $10 million for failing to have effective controls to prevent and detect unauthorised fee transactions conducted by third parties, such as financial advisers, on customer cash management ... |
|