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Showing 21 - 30 of 661 results for "Macquarie Bank"

Macquarie reprimanded again for derivatives compliance failures

KARREN VERGARA  |  WEDNESDAY, 7 MAY 2025
ASIC is again taking action against Macquarie Bank for "multiple and significant compliance failures" relating to its futures-dealing business and over-the-counter (OTC) derivatives trade reporting. The failures have been undetected for many years ...

UK watchdog to open Australian office

JAMIE WILLIAMSON  |  THURSDAY, 24 APR 2025
... Investors for two years before that. A native Australian, early in her career Blackburn worked in regulatory risk at Macquarie Bank and spent five years in the investment banking team at ASIC. She also served as head of compliance, Asia Pacific for Travelex ...

FAAA expands policy team

ELIZABETH FRY  |  THURSDAY, 27 MAR 2025
... taxation, estate planning and social security entitlements, professional standards and advice. During his 25 years at Macquarie Bank, Barrett held various senior roles; most recently, he was division director and head of Macquarie technical advice services. ...

Platinum staffers join Merlon Capital

ELIZABETH FRY  |  THURSDAY, 20 FEB 2025
... Platinum, McCormack was a vice president at Credit Suisse where he spent eight years, while Hira spent eight years at Macquarie Bank. Further, Merlon has established an advisory board to improve its research and decision-making. Andrew Mohl, Brad Soller ...

Future Generation appoints chief investment officer

ANDREW MCKEAN  |  TUESDAY, 18 FEB 2025
... and head of distribution at Auscap Asset Management, head of equity distribution at JP Morgan, and positions at Macquarie Bank. Gurney said his appointment adds "significant investment and distribution muscle" to Future Generation's operations and ...

Warakirri hires regional manager

ELIZABETH FRY  |  THURSDAY, 6 FEB 2025
... Faehndrich previously worked in business development and relationship management roles at National Austalia Bank and Macquarie Bank. "We're delighted that Trent has joined Warakirri as we continue to build the firm's relationships across the ...

Australian Ethical loses super chief

ELIZABETH FRY  |  THURSDAY, 30 JAN 2025
... crisis. He also worked in the corporate sector for some years. Previous roles have included executive positions at Macquarie Bank and Rio Tinto. Back in 2005, Piper was head of corporate risk for Macquarie Group, providing oversight and direction for ...

Bell Financial absorbs 75k Macquarie accounts

ELIZA BAVIN  |  WEDNESDAY, 22 JAN 2025
Bell Financial Group and Macquarie Bank have reached an agreement which will see approximately 75,000 accounts transfer from Macquarie Online Trading to the Bell Direct and Desktop Broker brands. The transition of accounts from Macquarie is expected ...

Oaktree veteran jumps to Avari

ELIZABETH FRY  |  THURSDAY, 16 JAN 2025
... firm. Coughlin - who will finish up at Oaktree next week- joined Oaktree in 2016 after almost fifteen years with Macquarie Bank. There he was most recently a division director in the corporate and asset finance group and Australian sector head for real ...

Macquarie fined $25m over 400 fake trades

MATTHEW WAI  |  WEDNESDAY, 27 NOV 2024
The UK's Financial Conduct Authority (FCA) has fined Macquarie Bank's London Branch (MBL) $25 million (£13m) for enabling one of its employees to record over 400 fictitious trades over a 20-month period. The fictitious trades also cost MBL an estimated ...