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Showing 1 - 7 of 7 results for "LPL Financial"

Recordkeeping breach costs RBC, BNY Mellon US$85m

KARREN VERGARA  |  FRIDAY, 16 AUG 2024
... failure to do so deprives it from conducting its investigations. Ameriprise Financial Services, Edward D. Jones & Co, LPL Financial, Raymond James & Associates each agreed to pay the largest penalty of US$50 million. Smaller firms such as Apex Fintech ...

Macquarie finalises Waddell & Reed acquisition

KARREN VERGARA  |  TUESDAY, 4 MAY 2021
... acquisition in late 2020. In finalising the acquisition, MAM has also sold off Waddell & Reed's wealth business to LPL Financial, a retail investment advisory firm, broker-dealer and registered investment advisor custodian, for US$300 million. Some ...

Macquarie acquires US wealth manager

ANNABELLE DICKSON  |  THURSDAY, 3 DEC 2020
... On completion, the investment bank will sell the wealth management business to US retail investment advisory firm LPL Financial Holdings for US$300 million plus excess net assets and enter into a long-term partnership. The second transaction will see ...

Chief economist update: Famous last words

BENJAMIN ONG  |  TUESDAY, 28 AUG 2018
... after the night before (at least at the start of local trade). Speaking of the AFR, it printed a quote today from LPL Financial: "Fresh highs in the S&P 500 in particular are a signal that the bull market in equities is alive and well... Two big reasons ...

Thanks S&P

BENJAMIN ONG  |  WEDNESDAY, 20 APR 2011
... revenues of US$15.9 bil and EPS of 1.26. Perhaps to fill its word count quota, Bloomberg quoted Mr. Burt White, CIO at LPL Financial Corp in Boston, saying that, "This market has been very resilient." I beg to disagree Mr. White. The market's merely ...

Yesterday today tomorrow

BENJAMIN ONG  |  THURSDAY, 3 MAR 2011
... ""There's a cloud over the market," said Burt White, who helps oversee $284 billion as chief investment officer at LPL Financial Corp. in Boston." And, ""Front and center, you've got a geopolitical situation continuing to deteriorate with massive upside ...

Wrong answer

BENJAMIN ONG  |  TUESDAY, 14 DEC 2010
... credibility, Reuters quoted (which the age dot com copied) Burt White, managing director and chief investment officer at LPL Financial in Boston saying that "China's foot is still firmly on the gas pedal, and that has lifted the risk trade in general." ...
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