Search Results | Showing 1 - 10 of 181 results for "Kenneth" |
| | | ... civil penalty on accountable entities," Jones said. BEAR, the FAR's first iteration, was recommended by Commissioner Kenneth Hayne in a bid to regulate senior leaders of super funds, banks, insurers, and other APRA-regulated entities at the culmination ... |
| | | | Nearly six years since the landmark Royal Commission, former High Court justice Kenneth Hayne stands by his recommendations that upended the banking and financial services sectors. Making a rare appearance at the International Congress of Actuaries ... |
| | | | ... executive of financial advisory Peter R. Orszag to the role of chief executive, while former chief executive and chair Kenneth M. Jacobs will step into the role of executive chair of the board. Orszag has served as Lazard's chief executive of financial ... |
| | | | ... marked by economic uncertainty and market turmoil, particularly in the financial sector," Lazard chair and chief executive Kenneth M. Jacobs said. "Asset Management is off to a solid start for the year. However, slower M&A activity resulted in significantly ... |
| | | | ... in product management and development roles at CFS, focused primarily on growing the FirstChoice platform. Meanwhile, Kenneth Ghi joins the company as head of insurance, master trust and insurance. Ghi has more than 16 years of industry experience and ... |
| | | | ... additional requests from the family, including for an apology, before issuing an apology weeks before fronting Commissioner Kenneth Hayne. Three months later it ceased selling life insurance and flagged the likelihood of a liquidity crisis before suspending ... |
| | | | ... and for the past 12 years he has served as a valued member of our board of directors," Lazard chair and chief executive Kenneth M. Jacobs said. "Ashish has been an inspirational partner, and I admire him as a leader and as a philanthropist. On behalf ... |
| | | | ... involved in, and the results of compliance audits that relates to personal advice provided by the candidate. Commissioner Kenneth Hayne found that AFLSs did not do enough to communicate among themselves about the background of prospective advisers. To ... |
| | | | ... it will be impossible for small financial advice firms to comply with. The AFA outlined its concerns about Commissioner Kenneth Hayne's recommendation that in order to help protect consumers, AFSL holders must follow breach-reporting regulations ... |
| | | | ... Investments has been charged with engaging in dishonest conduct and operating a financial services business without a licence. Kenneth Charles Grace was charged with eight counts of dishonest conduct and one of operating a financial services business ... |
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