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Search ResultsShowing 1 - 7 of 7 results for "Joanna Bird"
ASIC wealth director nabs promotion
ALLY SELBY  |  THURSDAY, 24 SEP 2020
... management has nabbed a promotion and will now assume the role of ASIC's executive director of financial services. Joanna Bird has been appointed in the role after many years with the regulator and will retain her responsibilities leading ASIC's wealth ...
Lapse rates review anxiety unfounded: ASIC
KARREN VERGARA  |  MONDAY, 27 NOV 2017
... would result in severe penalties, a senior official said. ASIC senior executive leader of the financial advisers team, Joanna Bird, told last week's Financial Planning Association (FPA) Professionals Congress there is "quite a bit of misunderstanding" ...
Macquarie rebukes advice, compliance concerns
LAURA MILLAN  |  TUESDAY, 8 JUL 2014
... group failed to report the findings to ASIC. The regulator's senior executive leader of the financial advisers team Joanna Bird told the Committee that Macquarie Private Wealth had "systemic failings of compliance and it had a poor compliance culture." ...
Inquiry has Macquarie Private Wealth in its sights
MARK SMITH  |  FRIDAY, 27 JUN 2014
... no other compliance deficiencies." The report also reveals that ASIC senior executive leader for financial adviser Joanna Bird believed that Macquarie Private Wealth had "systemic failings of compliance and it had a poor compliance culture." Macquarie ...
ASIC's powers heightened under FoFA
LAURA MILLAN  |  WEDNESDAY, 17 JUL 2013
... options; our previous actions were quite limited," ASIC Investors and Financial Consumers senior executive leader Joanna Bird told Financial Standard. "Before we only could cancel licences, ban people from the industry or put businesses into an enforceable ...
ASIC jobs cut as responsibilities rise
ALISON BEVEGE  |  FRIDAY, 22 JUL 2011
... rules and would prefer infringement notices and enforceable undertakings. Sydney University Associate Professor of law Joanna Bird, said all regulatory organisations needed to live within their means and that ASIC could do an effective job on its budget. ...
ASIC gives credit rating agencies a break
... Australia Pty Limited and Rapid Ratings Pty Limited from being licensed. ASIC's assistant director regulatory policy, Joanna Bird, says the main reason for the relief is based on World standards that exempt credit rating agencies from licensing regimes. ...
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