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Showing 1 - 3 of 3 results for "Jane Duncan"

ASIC dictates seven-year ban for rogue CBA adviser

LAURA MILLAN  |  MONDAY, 7 APR 2014
... banning follows ASIC actions against former CBA advisers Don Nguyen, Ricky Gillespie, Simon Langton, Christopher Baker, Jane Duncan and Anthony Awkar. Zaicew has been banned from engaging in credit activities and providing financial services for a period ...

Another Commonwealth Financial Planning adviser banned

BEN COLLINS  |  MONDAY, 12 NOV 2012
... action against other former CFPL financial advisers, Don Nguyen, Simon Langton, Christopher Baker, Anthony Awkar, Jane Duncan and Joe Chan. On 25 October 2011, ASIC accepted an enforceable undertaking from CFPL requiring them to review their risk management ...

Commonwealth FP adviser banned

LINDA HAUSKEN  |  TUESDAY, 5 JUN 2012
... by several of CFPL's financial advisers including Don Nguyen, Simon Langton, Christopher Baker, Anthony Awkar, and Jane Duncan. CFPL is a wholly owned subsidiary of the Commonwealth Bank of Australia (CBA) and operates under the advice structure of Colonial ...
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