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Showing 1 - 10 of 13 results for "International Organization of Securities"

Superhero to offer Qantas points

ELIZABETH MCARTHUR  |  MONDAY, 4 APR 2022
... in worldwide work on the changing landscape of retail trading markets as part of the International Organization of Securities Commissions Retail Market Conduct Task Force. The Task Force has identified several emerging concerns coinciding with the unprecedented ...

Regulators fret over hobby traders

ELIZABETH MCARTHUR  |  WEDNESDAY, 23 MAR 2022
... about the boom in retail trading markets and are joining forces to address the issue. The International Organization of Securities Commissions (IOSCO) has published a consultation paper on retail market conduct issues, with ASIC to co-chair a Retail ...

BNP Paribas to offer initial margin services

KANIKA SOOD  |  THURSDAY, 14 JAN 2021
... However, this changed in 2016 as Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) set guidelines for initial and variation margin. For Australia, institutions with $75 billion in assets ...

ASIC, IOSCO report on debt capital raisings

ALLY SELBY  |  THURSDAY, 24 SEP 2020
... information, conflicts of interest and control rooms; and transaction reviews. It comes as the International Organization of Securities Commissions (IOSCO) also released a report into conflicts of interest and associated conduct risks during debt capital ...

Hedge fund sector flourishing: Report

KARREN VERGARA  |  TUESDAY, 28 NOV 2017
... alternative investment strategies continues to soar, latest IOSCO research shows. The International Organization of Securities Commissions' (IOSCO) biannual report shows the sector's global assets under management rose 24% to US $3.2 trillion at the ...

Medcraft steps down from global leadership position

ALEX BURKE  |  FRIDAY, 20 MAY 2016
... global leadership position so as to "refresh" the organisation. Medcraft was chair of the International Organization of Securities Commissions (IOSCO) for the past three years. He declined to seek a third term, and will be replaced by Hong Kong Securities ...

ASIC chair discloses travel expenses

ALEX BURKE  |  WEDNESDAY, 4 FEB 2015
... Milan and Rio di Janeiro for meetings pertaining to Medcraft's role as chairman of the International Organization of Securities Commissions (IOSCO). In its statement, ASIC explains the meetings involved issues such as IOSCO's policy work, developing ...

ASIC examines risks posed by complex products

MARK SMITH  |  FRIDAY, 31 JAN 2014
... regulating complex products. The new report follows the publication in December of an International Organization of Securities Commissions (IOSCO) report, Regulation of retail structured products, which provides a toolkit outlining regulatory options ...

International advice meeting to develop new strategies

LAURA MILLAN  |  THURSDAY, 10 OCT 2013
... financial planning and CFP certification has to play. FPSB became an affiliate member of the International Organization of Securities Commissions (IOSCO) last year and it will also discuss how the organisation and its embers can partner with regulators ...

ASIC finds hedge funds pose no systemic risk

MARK SMITH  |  TUESDAY, 10 SEP 2013
... increased from 1.25 times assets in 2010 to 1.51 times assets in 2012. In 2010 and 2012, the International Organization of Securities Commissions (IOSCO) called on members to survey their jurisdictions' largest hedge fund managers to better understand ...
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