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Showing 1 - 3 of 3 results for "Integrity Compliance"

How much a self-licensee spends on compliance

KANIKA SOOD  |  THURSDAY, 28 NOV 2019
... splitting at a big licensee, among other benefits. Another panellist, Nadia Docker, who is a director at Integrity Compliance, said a self-licensee will need two to three authorised representatives to break even on the cost. Docker's view was shared ...

Paraplanners tackle compliance challenges

ELIZABETH MCARTHUR  |  WEDNESDAY, 27 NOV 2019
... FASEA Code of Ethics which continues to present complications. Nadia Docker is director, client engagement at Integrity Compliance and part of her role sees her auditing AFSLs for compliance. She took to the stage with Kate Fellows, director of The Professional ...

IOOF boosts adviser compliance support

KARREN VERGARA  |  TUESDAY, 19 JUN 2018
IOOF's financial advice licensee support service has partnered with Integrity Compliance to help financial advisers manage AFSL requirements. IOOF Alliances aims to help its network of self-licensed advice businesses manage governance, risk and compliance ...
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