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Showing 1 - 2 of 2 results for "IPO subscription"

Sydney licensee caught out on conflicts

JAMIE WILLIAMSON  |  MONDAY, 27 NOV 2017
ASIC accepted an enforceable undertaking from a Sydney investment banking, stockbroking and research firm following an investigation into conflicts of interest. In July 2015 Foster Stockbroking was the sole lead manager for the initial public offering ...

Market Wrap AM

AAP  |  WEDNESDAY, 6 MAY 2015
... latest round of IPOs so people may be selling down their holdings from the secondary market to use the money for IPO subscription," Steven Leung, Hong Kong-based director of institutional sales at UOB Kay Hian, told Bloomberg News. The Shanghai Composite ...
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