Search ResultsShowing 1 - 10 of 25 results for "IOOF Investment Management"
ASIC imposes AFSL conditions on IOOF
JAMIE WILLIAMSON  |  MONDAY, 28 OCT 2019
... variation of its licence in order to transfer a managed investment scheme, IDPS and advice activities from IOOF Investment Management to IISL under the group's broader reorganisation plan to split the business' RE and RSE functions. In granting ...
IOOF establishes super trustee office
HARRISON WORLEY  |  WEDNESDAY, 21 AUG 2019
... Institute president and Munich Re chief risk officer Lindsay Smartt has also joined the boards of IOOF and IOOF Investment Management as a new independent non-executive director. IOOF confirmed the boards of its APRA regulated entities were still majority ...
APRA flexes new muscles
HARRISON WORLEY  |  WEDNESDAY, 22 MAY 2019
... members don't suffer significant harm. After being served show cause notices in April for their failure, IOOF Investment Management Limited (IIML) and Australian Executor Trustees (AET) have now been ordered by APRA to set up the OST by 30 June, or risk ...
IOOF breaches APRA licence conditions
HARRISON WORLEY  |  FRIDAY, 26 APR 2019
... APRA's licence conditions. As a result, APRA has issued IOOF's three APRA regulated entities - IOOF Investment Management Limited (IIML), Australian Executor Trustees (AET) and IOOF - with show cause notices, having formed the "preliminary view" ...
IOOF responds to class action
ELIZABETH MCARTHUR  |  FRIDAY, 12 APR 2019
... shareholders. The class action is a direct result of revelations out of the Banking Royal Commission that IOOF Investment Management and Questor Financial Services, subsidiaries of IOOF, breached their duties as superannuation trustees. The law firm ...
ANZ, IOOF revise wealth sale agreement
JAMIE WILLIAMSON  |  TUESDAY, 15 JAN 2019
... structure, governance and conflicts management frameworks. An independent report from EY suggesting IOOF Investment Management Limited breached the SIS Act and further prudential standards underpins APRA's action. The action was followed by news ...
IOOF appoints independent reviewer
DARREN SNYDER  |  TUESDAY, 1 JAN 2019
... dedicated business function to support its three APRA regulated entity subsidiaries (AREs) including IOOF Investment Management (IIML), Australian Executor Trustees (AET) and IOOF Ltd. IOOF said these subsidiaries have already moved their boards to a ...
IOOF appoints acting chief executive, chair
JAMIE WILLIAMSON  |  MONDAY, 10 DEC 2018
... Kelaher, Vernardos, Coulter, Vine and Riordan disqualified who were, at varying times, responsible for IOOF Investment Management and Questor Financial Services. Griffiths described the executive change as a decisive action, acknowledging the severity ...
APRA takes action against IOOF
HARRISON WORLEY  |  FRIDAY, 7 DEC 2018
... disqualify five individuals, including managing director Chris Kelaher and chair George Venardos. IOOF Investment Management Limited (IIML), Australian Executor Trustees (AET) and IOOF have 14 days to respond to a show cause notice issued by APRA. It ...
APRA to reopen old wounds for CBA, IOOF
KARREN VERGARA  |  WEDNESDAY, 5 SEP 2018
... been under APRA's radar since 2016. Kelaher said IOOF's board recently discussed the possibility that IOOF Investment Management Limited, a trustee and RE for various managed schemes, be dissolved from its dual structure. While a number of changes were ...
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