|Search Results||Showing 1 - 10 of 25 results for "IOOF Investment Management"|
|... variation of its licence in order to transfer a managed investment scheme, IDPS and advice activities from IOOF Investment Management to IISL under the group's broader reorganisation plan to split the business' RE and RSE functions. In granting ...|
|... Institute president and Munich Re chief risk officer Lindsay Smartt has also joined the boards of IOOF and IOOF Investment Management as a new independent non-executive director. IOOF confirmed the boards of its APRA regulated entities were still majority ...|
|... members don't suffer significant harm. After being served show cause notices in April for their failure, IOOF Investment Management Limited (IIML) and Australian Executor Trustees (AET) have now been ordered by APRA to set up the OST by 30 June, or risk ...|
|... APRA's licence conditions. As a result, APRA has issued IOOF's three APRA regulated entities - IOOF Investment Management Limited (IIML), Australian Executor Trustees (AET) and IOOF - with show cause notices, having formed the "preliminary view" ...|
|... shareholders. The class action is a direct result of revelations out of the Banking Royal Commission that IOOF Investment Management and Questor Financial Services, subsidiaries of IOOF, breached their duties as superannuation trustees. The law firm ...|
|... structure, governance and conflicts management frameworks. An independent report from EY suggesting IOOF Investment Management Limited breached the SIS Act and further prudential standards underpins APRA's action. The action was followed by news ...|
|... dedicated business function to support its three APRA regulated entity subsidiaries (AREs) including IOOF Investment Management (IIML), Australian Executor Trustees (AET) and IOOF Ltd. IOOF said these subsidiaries have already moved their boards to a ...|
|... Kelaher, Vernardos, Coulter, Vine and Riordan disqualified who were, at varying times, responsible for IOOF Investment Management and Questor Financial Services. Griffiths described the executive change as a decisive action, acknowledging the severity ...|
|... disqualify five individuals, including managing director Chris Kelaher and chair George Venardos. IOOF Investment Management Limited (IIML), Australian Executor Trustees (AET) and IOOF have 14 days to respond to a show cause notice issued by APRA. It ...|
|... been under APRA's radar since 2016. Kelaher said IOOF's board recently discussed the possibility that IOOF Investment Management Limited, a trustee and RE for various managed schemes, be dissolved from its dual structure. While a number of changes were ...|
Moelis Australia has promoted two managing directors to joint chief executives as it announces plans to acquire a local non-bank lender, eyeing a bigger slice of the $1.8 trillion Australian residential mortgage market.
OneVue has made a provision to write down its Sargon receivable by $26 million to just $3.9 million, dragging its first half bottom line to $27 million in losses after tax.
The director of a 'one-stop-shop' for SMSFs has pleaded guilty to 17 counts of aggravated deception and one count of dishonest dealings with documents.
The multi-asset manager has warned of the effects of climate change on investor's portfolios, urging them to assess a company's "carbon footpath" over eliminating polluters altogether.
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