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Showing 1 - 10 of 28 results for "IOOF Investment Management"

VFMC investment stewardship lead exits

JAMIE WILLIAMSON  |  TUESDAY, 19 OCT 2021
... experience to the role, having held research and analyst roles with the likes of Macquarie, Aviva and IOOF Investment Management. Prior to joining VFMC she was head of investments at CCI Asset Management, managing and allocating $2 billion across multiple ...

IOOF licensees to take remedial action

JAMIE WILLIAMSON  |  MONDAY, 26 APR 2021
... that year, IOOF settled a class action brought by Quinn Emanuel Urqhart & Sullivan over the conduct of IOOF Investment Management and Questor Financial Services.

IOOF settles class action

JAMIE WILLIAMSON  |  MONDAY, 25 MAY 2020
... IOOF engaged in misleading or deceptive conduct, that executives knew of the risky conduct and that IOOF Investment Management and Questor Financial Services breached their duties as superannuation trustees. The action was on behalf of shareholders who ...

ASIC imposes AFSL conditions on IOOF

JAMIE WILLIAMSON  |  MONDAY, 28 OCT 2019
... variation of its licence in order to transfer a managed investment scheme, IDPS and advice activities from IOOF Investment Management to IISL under the group's broader reorganisation plan to split the business' RE and RSE functions. In granting ...

IOOF establishes super trustee office

HARRISON WORLEY  |  WEDNESDAY, 21 AUG 2019
... Institute president and Munich Re chief risk officer Lindsay Smartt has also joined the boards of IOOF and IOOF Investment Management as a new independent non-executive director. IOOF confirmed the boards of its APRA regulated entities were still majority ...

APRA flexes new muscles

HARRISON WORLEY  |  WEDNESDAY, 22 MAY 2019
... members don't suffer significant harm. After being served show cause notices in April for their failure, IOOF Investment Management Limited (IIML) and Australian Executor Trustees (AET) have now been ordered by APRA to set up the OST by 30 June, or risk ...

IOOF breaches APRA licence conditions

HARRISON WORLEY  |  FRIDAY, 26 APR 2019
... APRA's licence conditions. As a result, APRA has issued IOOF's three APRA regulated entities - IOOF Investment Management Limited (IIML), Australian Executor Trustees (AET) and IOOF - with show cause notices, having formed the "preliminary view" ...

IOOF responds to class action

ELIZABETH MCARTHUR  |  FRIDAY, 12 APR 2019
... shareholders. The class action is a direct result of revelations out of the Banking Royal Commission that IOOF Investment Management and Questor Financial Services, subsidiaries of IOOF, breached their duties as superannuation trustees. The law firm ...

ANZ, IOOF revise wealth sale agreement

JAMIE WILLIAMSON  |  TUESDAY, 15 JAN 2019
... structure, governance and conflicts management frameworks. An independent report from EY suggesting IOOF Investment Management Limited breached the SIS Act and further prudential standards underpins APRA's action. The action was followed by news ...

IOOF appoints independent reviewer

DARREN SNYDER  |  TUESDAY, 1 JAN 2019
... dedicated business function to support its three APRA regulated entity subsidiaries (AREs) including IOOF Investment Management (IIML), Australian Executor Trustees (AET) and IOOF Ltd. IOOF said these subsidiaries have already moved their boards to a ...
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