Search Results | Showing 1 - 8 of 8 results for "Holley Nethercote" |
| | An alarming number of licensees are spending less on compliance, a new survey from Holley Nethercote shows, but a slew of reforms slated within the next 18 months could catch them off guard. Out of the 179 AFS Licensees and 29 credit licensees surveyed ... |
| | | ... often a licensee should be reviewing its operations and there is no requirement to have an external review," Holley Nethercote managing partner Paul Derham said. "Interestingly, reviews of systems and processes were taken into account much more this ... |
| | | ... In crafting the offering, AMP has partnered with a variety of service providers, including Frollo, law firm Holley Nethercote, and Kaplan Professional. "Advice at AMP has evolved in the past few years and whilst during that time we have been internally ... |
| | | ... compliant as a result, not just with the standards that are expected of them but also with the law itself," Holley Nethercote partner Jesse Vermiglio says. "The disciplinary action doesn't have the same effect unless it is tethered to the registration ... |
| | | ... landscape," knowITdigital chief executive Wayne Wilson said. The first partnership, with financial services law firm Holley Nethercote, will provide advice businesses with access to a range of compliance services and training, specifically targeting ... |
| | | ... were encouraged to look at it as an opportunity. In a presentation called "Robo-advice: Terminator or WALL-E?", Holley Nethercote partners, Paul Derham and Grant Holley argued that they are "more like WALL-E." Addressing a room full of advisers, they ... |
| | | ... roles with dealers and financial advisers including Zurich, DKN, Lonsdale and most recently as a consultant to Holley Nethercote Lawyers. UniSuper chief risk and legal officer, Sean Hughes, said the growth of UniSuper meant there was a need to use existing ... |
| | | ... have kept pouring money into it and it is now estimated to hold over $1.9 million. Financial services law firm Holley Nethercote, which represents former AFS advisers, was pessimistic about the situation. In a letter to advisers obtained by Financial ... |
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